In a recent paper, Gross [1] reported the release of silicone oligomers from articles
of daily use by their exposure to a direct analysis in real time (DART) ion source
and expressed concern for a substantial dose of silicones available for human intake.
Although the results of the article clearly demonstrate that DART-MS may be used as
a qualitative tool to identify silicone rubbers, there appear to be major errors introduced
to the quantitation of silicone species by the calibration method employed. Additionally,
the report considerably understates that the amount of polydimethylsiloxane (PDMS)
observed after exposure of silicone materials directly to the DART source at 300 °C
is substantially higher than what is released under normal use conditions.
Determination of a Calibration Curve
The author cites four manuscripts that are excellent examples of quantitative DART
analysis [2–5]. The experiments detailed in these papers are successful in providing
quantitative analyses due to the details of the sampling geometry. Specifically, the
cited experiments focus on liquids deposited onto the end of a capillary tube. Both
the quantification standards and the samples slated for analysis are prepared in the
same manner, providing a reproducible sample volume that has cross-sectional dimensions
that are smaller than the dimensions of the DART metastable gas stream. As a result,
in all four papers cited, either linear calibration curves (r2 ≥ 0.99) are presented
or excellent sampling reproducibility is demonstrated (<4% coefficient of variance).
In contrast, the author of this paper exposes real-world materials, which have variable
geometries that are different than the quantification standards used to the DART gas
stream. Thus, the size and shape of each sample is different, and presumably none
of the samples has the same dimensions as the calibration standards. According to
the text of the article and to Figure S3, the ionization source was mounted at a 45°
angle relative to the detector and the sample was manually inserted into the beam.
To build a calibration curve, “spots of several microliters were applied to a glass
slide. The solvent was allowed to evaporate and the residual silicone oil spot was…
[analyzed].” The author does not discuss the dimensions of the silicone oil spot that
resulted from this deposition method. Nor does he explicitly discuss the dimensions
of the DART gas stream. However, in the text of the article, he states, “The objects
analyzed had a larger spatial expansion than such a spot and, thus, sample ions may
have been generated and collected from an even larger surface, which in turn caused
a higher amount of sample ions per run than could be obtained from a silicone oil
spot. The sample spot size effect was also observed during the analysis of the SGE
yellow silicone septum that was only 5 mm in diameter and was, thus, found to release
only 20 μg of PDMS per run” [1, p. 517–18]. What we believe the author is saying is
the following:
Figure A shows the source/sample/detector geometry of this experiment. The angle between
the source and sample dictates that there will be an elongation of the beam as projected
on the surface. Figure B shows an illustration of the shape of the DART gas stream
(yellow oval) and the shape of the residual silicone oil spot (blue circle). Depending
on the drop volume, gas stream dimensions, and relative height of the sample versus
the source, three scenarios are possible: (1) The entire volume of the silicone oil
will be sampled by the gas stream, and the gas stream will also sample additional
portions of the glass. This is true if the gas stream is wider than the silicone drop.
(2) The gas stream will sample some fraction of the silicone drop, along with additional
portions of the glass. This is true if the gas stream is longer and narrower than
the drop width. (3) The gas stream will sample only the silicone drop. This is the
case if the gas stream length and width are both smaller than the silicone drop, and
the beam is positioned such that its center is near the center of the silicone drop.
If all of the objects analyzed are
exactly
the same size as the silicone drop, the results will not depend on which of the three
scenarios is at play in this system. However, if objects are larger than the drop
being analyzed, and either Scenario 1 or Scenario 2 is an accurate depiction of the
beam/drop interaction, one would expect to observe more silicone for the larger object,
purely due to an enhanced object/beam interaction volume. This appears to be what
the author is suggesting when he says, “The objects analyzed had a larger spatial
expansion than such a spot and, thus, sample ions may have been generated and collected
from an even larger surface, which in turn caused a higher amount of sample ions per
run than could be obtained from a silicone oil spot” [1, p. 517]. Similarly, if the
object being analyzed is smaller than the silicone drop, one would expect to observe
less silicone due to a decreased beam/sample interaction volume. Again, this appears
to be what the author is suggesting when he says, “The sample spot size effect was
also observed during the analysis of the SGE yellow silicone septum that was only
5 mm in diameter and was, thus, found to release only 20 μ μg of PDMS per run” [1,
p. 517–518].
“Quantified” values from 15 samples are included in Table 2. Of these, signal levels
that are above the highest value measured in the calibration curve are recorded for
8 out of the 15 samples. This strongly suggests that there is an interaction volume
problem at hand. That is, since samples are larger than the calibrant drop size used
for quantification, and since the gas stream appears to be sampling a projected area
that is larger than the calibrant drop area, it is not surprising that there is much
more signal observed for the objects analyzed in Table 2. Note that this problem applies
not only to the eight samples that are completely off of the calibration curve, but
also to all other samples that are larger in area than the silicone drops used for
calibration. To rephrase, it is almost certainly the case that nearly every value
of PDMS mass expressed in Table 2 is artificially high because the calibration curve
shown in Figure 4 appears to have been generated from drops with a cross-sectional
area that is smaller than the dimensions of the gas stream (Scenarios 1 and 2). One
exception to this may be the SGE yellow silicone, which the author notes was quite
small. However, since the author did not measure the dimensions of the silicone drops,
there are no data to use to assess whether the SGE yellow silicone piece analyzed
was larger or smaller than the drops used for calibration. A further comment on the
subject of drop size: A fairly broad concentration range of silicone was applied to
the glass surfaces using dichloromethane as a carrier solvent. It would be interesting
to understand how both the viscosity and the surface tension of the silicone/dichloromethane
solutions vary over that concentration range, and what impact this has on the resulting
drop size. Silicones are extremely low surface tension materials and tend to spread
on high-energy surfaces like glass. We believe it is definitely possible that the
drop size varies from one concentration to the next, and, if so, this would result
in variations in the sum of silicone peak intensities measured on these drops, assuming
our hypothesis regarding the gas stream/drop interaction geometry is correct.
A possible nongeometric problem with the method of quantification is that it is not
necessarily the case that the instrument response will be the same for a low molecular
weight PDMS species versus a moderate molecular weight PDMS species (e.g., response
of 8-unit oligomer versus 19-unit oligomer). Although this may be a safe assumption,
a more rigorous approach would simply involve measuring the response factors of individual
cyclic siloxane species to ensure that they are the same. As that experiment does
not require a major resource investment, it is surprising that it was not included
here. In the absence of individual oligomer standards, an alternative method of establishing
response factors would have been to examine the silicone oil used as a calibration
standard by gas chromatography flame ionization detection (GC-FID). After correcting
the FID response for the weight percent of carbon in each oligomer (traditional FID
theoretical response factor method), if the resulting corrected relative distribution
of peak intensities matches that observed by DART, the assumption that the response
factor of each oligomer is the same is correct.
Problems with the Slant of the Article
The DART conditions used (300 °C or 572 °F) are significantly harsher than the recommended
and normal use conditions of pacifiers, bottle nipples, and bakeware. Though the author
mentions, “Admittedly, exposure of a pacifier to the DART gas at 300 °C does not exactly
reflect the conditions of normal use…” [1, p. 515] and “Some difference is to be expected
between the DART analysis of a silicone rubber object and its ability to release PDMS
under the conditions of its normal use” [1, p. 519], the wording is very mild and
not mentioned in the Abstract, Conclusions, or locations where quantitative “release”
results are discussed. Moreover, the quantitative results from direct exposure of
the materials to the DART-MS source is in a section labeled “Quantification of Silicone
Release” [1, p. 518], which may easily be misinterpreted as representing expected
human exposure under normal use conditions. Included are several examples of the strong
wording used as a way to sensationalize the article:
Abstract: “These findings indicate a potential health hazard from frequent or long-term
use of such items.” “A higher level of awareness of this source of daily silicone
intake is suggested.”
Pg. 511: “When studied, the long-term exposure of humans to silicones was found to
induce adverse health effects.” More through the end of this section.
Pg. 512: “Among other organic contaminants, PDMS has been analyzed by DART-MS in agricultural
biosolids [30].” – suggests PDMS is a contaminant. Additionally, none of the articles
cited in the referenced review article [30] utilize DART-MS analysis.
Pg. 512: “Thus, a substantial dose of silicones may be taken up from such articles
by humans, in particular during elongated exposure under extracting conditions as
in the case of pacifiers or teething rings…” His own evidence suggests that almost
no silicone is released from aqueous extraction of these objects.
Pg. 512: “The immediate strong release of silicones at the elevated temperature of
DART analysis indicates a potential health risk from daily use of such silicone items.”
Pg. 512: “The intention of this work… [is] to raise an alertness for the health implications
and to initiate thinking about alternatives.”
Pg. 515: “Baking molds are supposed to withstand heat for an elongated period… [as]
confirmed by the imprinted temperature limits.” “The manufacturer’s statement is obviously
intended to provide confidence for the potential user that this product is safe for
use when in direct contact with food even when exposed to high temperature for about
1 hour.”
Pg. 518: “From a consumer’s point of view, it is particularly frustrating that the
baking molds and the scraper that are all designated to elongated use at high temperature
belong in the group of most efficient PDMS releasers.”
Pg. 520: “These findings indicate a potential health hazard from frequent or long-term
use of such items in general.”
The substances the author detected are of a molecular weight >500 or even 1000 Da,
meaning that they are of limited (if any) systemic bioavailability. A linear siloxane
(dodecamethylpentasiloxane, L5; CAS no. 141-63-9; molecular weight: 384.85 g mol-1)
has been already registered under [REACH (Regulation on Registration, Evaluation,
Authorisation, and Restriction of Chemicals; REGULATION (EC) no 1907/2006 of the European
parliament and of the council of 18 December 2006)]. The dissemination report is published
at the European Chemical Agency (ECHA) [http://apps.echa.europa.eu/registered/data/dossiers/DISS-dcee80b8-2d20-1adf-e044-00144f67d031/DISS-dcee80b8-2d20-1adf-e044-00144f67d031_DISS-dcee80b8-2d20-1adf-e044-00144f67d031.html].
Since L5 has a lower molecular weight, the potential for the material to be bioavailable
would be assumed to be greater than that of the higher molecular weight PDMS. The
toxicological profile of L5 could then represent a “worst-case” scenario for these
linear materials. No hazardous health effects have been observed in various endpoint
studies, which cover acute and repeated dose toxicity, irritation, sensitization,
and carcinogenic, mutagenic, reproductive toxicant (CMR) properties. Similarly, no
adverse health effects have been observed with polydimethylsiloxanes (PDMS). A summary
of various animal data and epidemiologic studies is given in the ECETOC JACC Report
no. 55 [6] and results are discussed. No relevant toxicological effects have been
observed, even following lifetime exposure of rats to PDMS by the oral route. This
is also true for immune toxicological properties of PDMS. However, in the current
manuscript, Gross states repeatedly that the released substances may be potential
health hazards. We think that such a statement should only be made based on scientific
evidence rather than raising suspicion based only on the fact that substances are
emitted at an unrealistically high temperature. The “adverse effects” of silicones
that the author describes in the publication (breast cancer, fibrosis, autoimmunity,
inflammatory processes), are not proven or are discussed controversially. Specifically,
studies on silicone breast implants have not supported a relationship to carcinogenesis.
US-FDA came to the conclusion that “There is no apparent association between silicone
gel-filled breast implants and connective tissue disease, breast cancer, or reproductive
problems. Associations that are very rare or that take many years to manifest may
not be detected using currently available data” [7; see also 6]. It must be noted
that Reference 1 in the paper by Gross does not discuss any correlation between silicones
and breast cancer, so the author’s statement that “health effects of silicones … are
discussed in the context of breast cancer” [8] with reference to [1] is wrong.
Concerning the exposure situation in the Gross publication, the relevant physiological
route of exposure (oral) should be given priority. No toxicity up to the highest applied
dose after oral exposure has been observed in animal tests with L5 and PDMS.
DART-MS Conditions are Vastly Different than Real-World Use Conditions and the Data
Show It
The author did perform extraction experiments to mimic in-use conditions of a bottle
nipple, a pacifier, and baking molds. The pacifier and nipple extractions resulted
in nondetectable PDMS levels when analyzed by DART-MS. This is in stark contrast to
the 300 °C DART-MS analysis of the materials, which gave rise to 35 to >100 μg PDMS.
The pacifier and nipple extract results are not only excluded from the summary in
Table 2, but the direct comparison is never discussed in the article. Furthermore,
since PDMS was not observed from the normal use extracts by DART-MS, the picture of
the pacifier with the overlay of the mass spectrum of a high molecular weight PDMS
species used in both the article and as the journal cover image is certainly misleading
and provocative. An additional criticism of this image is that it shows the structure
of a trimethyl-endcapped linear dimethylsiloxane, while the included mass spectrum
is of a homologous series of cyclic dimethylsiloxanes. Though this is a somewhat minor
point, it is yet another example of the poor quality of this article. An additional
example of the overstatement of PDMS exposure expressed in this article comes from
the analysis of baking molds. Though we do not know the exact interaction volume of
the gas stream with the baking molds, it is clear that the extraction experiments
used a substantially larger quantity of material (1 g bakeware in 2 mL oil) than was
sampled in the DART experiments. The observation of a 30–40× increase in calculated
PDMS mass in the DART-MS experiments versus the extraction experiments clearly demonstrates
that extraction by DART-MS does not represent real-world conditions.
Comments on Surface Degradation
On p. 515, the author states, “None of the items did show visible marks, discoloration,
or the like after analysis. Overall, the conditions chosen for analysis seem not to
affect the surface integrity of the objects” [1]. At this time, we have no direct
evidence to confirm or dispute the claim that the analysis conditions did not cause
surface degradation. However, the author’s chosen method of determining whether degradation
occurred is grossly inadequate. Visual inspection of a surface briefly exposed to
the DART source is unlikely to show visible damage, since even if damage is present,
it is likely confined to a very shallow surface depth. However, chemical analysis
using X-ray photoelectron spectroscopy or topographic analysis using either atomic
force microscopy or white-light interferometry would directly show whether any chemical
or topographic changes were induced upon DART gas exposure, and these would be much
better methods to assess degradation than simply looking at the samples.
Karluss Thomas
Executive Director
Global Silicones Council