Persons with moderate-to-severe immunocompromising conditions might have reduced protection
after COVID-19 vaccination, compared with persons without immunocompromising conditions
(
1
–
3
). On August 13, 2021, the Advisory Committee on Immunization Practices (ACIP) recommended
that adults with immunocompromising conditions receive an expanded primary series
of 3 doses of an mRNA COVID-19 vaccine. ACIP followed with recommendations on September
23, 2021, for a fourth (booster) dose and on September 1, 2022, for a new bivalent
mRNA COVID-19 vaccine booster dose, containing components of the BA.4 and BA.5 sublineages
of the Omicron (B.1.1.529) variant (
4
). Data on vaccine effectiveness (VE) of monovalent COVID-19 vaccines among persons
with immunocompromising conditions since the emergence of the Omicron variant in December
2021 are limited. In the multistate VISION Network,
§
monovalent 2-, 3-, and 4-dose mRNA VE against COVID-19–related hospitalization were
estimated among adults with immunocompromising conditions
¶
hospitalized with COVID-19–like illness,** using a test-negative design comparing
odds of previous vaccination among persons with a positive or negative molecular test
result (case-patients and control-patients) for SARS-CoV-2 (the virus that causes
COVID-19). During December 16, 2021–August 20, 2022, among SARS-CoV-2 test-positive
case-patients, 1,815 (36.3%), 1,387 (27.7%), 1,552 (31.0%), and 251 (5.0%) received
0, 2, 3, and 4 mRNA COVID-19 vaccine doses, respectively. Among test-negative control-patients
during this period, 6,928 (23.7%), 7,411 (25.4%), 12,734 (43.6%), and 2,142 (7.3%)
received these respective doses. Overall, VE against COVID-19–related hospitalization
among adults with immunocompromising conditions hospitalized for COVID-like illness
during Omicron predominance was 36% ≥14 days after dose 2, 69% 7–89 days after dose
3, and 44% ≥90 days after dose 3. Restricting the analysis to later periods when Omicron
sublineages BA.2/BA.2.12.1 and BA.4/BA.5 were predominant and 3-dose recipients were
eligible to receive a fourth dose, VE was 32% ≥90 days after dose 3 and 43% ≥7 days
after dose 4. Protection offered by vaccination among persons with immunocompromising
conditions during Omicron predominance was moderate even after a 3-dose monovalent
primary series or booster dose. Given the incomplete protection against hospitalization
afforded by monovalent COVID-19 vaccines, persons with immunocompromising conditions
might benefit from updated bivalent vaccine booster doses that target recently circulating
Omicron sublineages, in line with ACIP recommendations. Further, additional protective
recommendations for persons with immunocompromising conditions, including the use
of prophylactic antibody therapy, early access to and use of antivirals, and enhanced
nonpharmaceutical interventions such as well-fitting masks or respirators, should
also be considered.
VISION Network methods to assess VE have been previously described (
3
,
5
). For this analysis, among adults aged ≥18 years, eligible medical encounters were
defined as hospitalizations of patients with one or more immunocompromising conditions
and a COVID-19–like illness diagnosis who underwent SARS-CoV-2 molecular testing ≤14
days before to <72 hours after the encounter date. Immunocompromising conditions were
identified from electronic medical records based on International Classification of
Diseases, Ninth Revision (ICD-9) and International Classification of Diseases, Tenth
Revision (ICD-10) discharge diagnosis codes associated with being immunocompromised
(
3
). Vaccination status was obtained from electronic health records or immunization
registries. Two-dose vaccination was defined as receipt of a second dose of mRNA-1273
(Moderna) or BNT162b2 (Pfizer-BioNTech) vaccine ≥14 days before the index date;
††
3- and 4-dose vaccinations were defined as receipt of the most recent dose ≥7 days
before the index date. Persons with no documented COVID-19 vaccine doses were considered
unvaccinated. Encounters for persons who received a non-mRNA COVID-19 vaccine, only
1 dose, >4 doses, dose 2 <14 days before the index date, dose 3 or 4 <7 days before
the index date, or who received doses before vaccine was recommended by ACIP were
excluded.
§§
The study period began on the date when ≥50% of sequenced specimens for each study
site yielded an Omicron variant based on local surveillance data (site-specific start
dates ranged from December 16 to 29, 2021) and ended August 20, 2022; start and end
dates for Omicron sublineage predominance periods for BA.1 (including the original
BA.1.1.529 variant and BA.1.1 and BA.1 sublineages), BA.2/BA.2.12.1, and BA.4/BA.5
were defined as the site-specific dates of ≥50% sublineage predominance
¶¶
,
***
,
†††
.
VE was estimated using a test-negative design, comparing the odds of being vaccinated
versus unvaccinated between persons with a positive or negative SARS-CoV-2 molecular
test result (case-patients and control-patients, respectively). Multivariable logistic
regression models were adjusted for age, geographic region,
§§§
calendar time, and local percentage of positive SARS-CoV-2 test results
¶¶¶
and weighted for the inverse propensity to be vaccinated or unvaccinated**** (
5
). VE of 2- and 3-doses was estimated for the full Omicron period (all sublineages
combined) and for each sublineage predominance period. VE estimates for 4 doses were
restricted to a combined period including BA.2/BA.2.12.1 and BA.4/BA.5 periods because
of limited 4-dose coverage among eligible persons before mid-March 2022.
††††
VE was estimated among all persons with one or more immunocompromising condition and
then separately among persons who had a single condition in one of five mutually exclusive
immunocompromising condition categories: 1) solid malignancies, 2) hematologic malignancies,
3) rheumatologic or inflammatory disorders, 4) other intrinsic immune conditions or
immunodeficiencies, or 5) organ or stem cell transplants. VE was also estimated among
recipients of an organ or stem cell transplant without excluding those with other
immunocompromising conditions and among persons with any immunocompromising condition
except an organ or stem cell transplant. Estimates with nonoverlapping 95% CIs were
considered significantly different. Analyses were conducted using R software (version
4.1.1; R Foundation). The study was reviewed and approved by institutional review
boards at participating sites or under a reliance agreement with the institutional
review board of Westat, Inc. This activity was conducted consistent with applicable
federal law and CDC policy.
§§§§
During December 16, 2021–August 20, 2022, among 34,220 eligible hospitalizations for
COVID-19–like illness in adults with immunocompromising conditions (median age = 69
years; IQR = 58–78 years), 8,798 (25.7%), 14,286 (41.7%), and 2,393 (7.0%) patients
had received 2, 3, and 4 COVID-19 vaccine doses, respectively, including 11,088 (32.4%
of all patients included) who received dose 3 ≥90 days before the index date and were
therefore eligible for a fourth dose (Table 1). VE during the full Omicron period
was 36% (95% CI = 30–41) ≥14 days after dose 2, 69% (95% CI = 63–74) 7–89 days after
dose 3, and 44% (95% CI = 37–49) ≥90 days after dose 3 (Table 2). When stratified
by sublineage period, VE was higher ≥7 days after receipt of dose 3 during the BA.1
period (67%; median interval since vaccination = 99 days) than during the BA.2/BA.2.12.1
(32%; median interval = 172 days) and BA.4/BA.5 periods (35%; median interval = 239
days). During the combined BA2/BA.2.12.1 and BA.4/BA.5 periods, when persons with
immunocompromising conditions were eligible to receive a fourth dose, VE ≥90 days
after dose 3 was 32% (median interval = 196 days), and ≥7 days after dose 4 was 43%
(median interval = 61 days).
TABLE 1
Characteristics of hospitalizations among immunocompromised* adults aged ≥18 years
with COVID-19–like illness,
†
by mRNA COVID-19 vaccination status and SARS-CoV-2 test result — VISION Network, 10
states, December 2021–August 2022
Characteristic
Total No.
(column %)
mRNA COVID-19 vaccination status§
Positive SARS-CoV-2 test result
No. (row %)
SMD¶
Unvaccinated
2 doses
≥14 days earlier
3 doses
7–89 days earlier
3 doses
≥90 days earlier
4 doses
≥7 days earlier
No. (row %)
SMD¶
All hospitalizations
34,220 (100.0)
8,743 (25.5)
8,798 (25.7)
3,198 (9.3)
11,088 (32.4)
2,393 (7.0)
NA
5,005 (14.6)
NA
Omicron sublineage predominance period
BA.1**
15,049 (44.0)
4,422 (29.4)
4,486 (29.8)
2,638 (17.5)
3,503 (23.3)
0 (—)
0.67
3,190 (21.2)
0.55
BA.2/BA.2.12.1
††
12,470 (36.4)
2,807 (22.5)
2,892 (23.2)
476 (3.8)
5,172 (41.5)
1,123 (9.0)
862 (6.9)
BA.4/BA.5
§§
6,701 (19.6)
1,514 (22.6)
1,420 (21.2)
84 (1.3)
2,413 (36.0)
1,270 (19.0)
953 (14.2)
Site
Baylor Scott & White Health
7,513 (22.0)
2,722 (36.2)
2,640 (35.1)
397 (5.3)
1,639 (21.8)
115 (1.5)
0.83
1,194 (15.9)
0.17
Columbia University
2,375 (6.9)
650 (27.4)
646 (27.2)
248 (10.4)
737 (31.0)
94 (4.0)
355 (14.9)
HealthPartners
2,043 (6.0)
337 (16.5)
353 (17.3)
259 (12.7)
834 (40.8)
260 (12.7)
251 (12.3)
Intermountain Healthcare
2,323 (6.8)
607 (26.1)
539 (23.2)
268 (11.5)
776 (33.4)
133 (5.7)
483 (20.8)
KPNC
9,355 (27.3)
958 (10.2)
1,810 (19.3)
1,157 (12.4)
4,079 (43.6)
1,351 (14.4)
1,253 (13.4)
KPNW
1,966 (5.7)
493 (25.1)
355 (18.1)
203 (10.3)
675 (34.3)
240 (12.2)
211 (10.7)
PHIX
189 (0.6)
72 (38.1)
49 (25.9)
15 (7.9)
45 (23.8)
8 (4.2)
37 (19.6)
Regenstrief Institute
5,132 (15.0)
1,829 (35.6)
1,390 (27.1)
402 (7.8)
1,424 (27.7)
87 (1.7)
758 (14.8)
University of Colorado
3,324 (9.7)
1,075 (32.3)
1,016 (30.6)
249 (7.5)
879 (26.4)
105 (3.2)
463 (13.9)
Age group, yrs
18–49
4,605 (13.5)
2,044 (44.4)
1,358 (29.5)
302 (6.6)
820 (17.8)
81 (1.8)
0.54
666 (14.5)
0.03
50–64
8,617 (25.2)
2,658 (30.8)
2,552 (29.6)
788 (9.1)
2,256 (26.2)
363 (4.2)
1,304 (15.1)
65–74
9,684 (28.3)
2,084 (21.5)
2,372 (24.5)
956 (9.9)
3,515 (36.3)
757 (7.8)
1,373 (14.2)
75–84
7,885 (23.0)
1,390 (17.6)
1,759 (22.3)
747 (9.5)
3,174 (40.3)
815 (10.3)
1,142 (14.5)
≥85
3,429 (10.0)
567 (16.5)
757 (22.1)
405 (11.8)
1,323 (38.6)
377 (11.0)
520 (15.2)
Sex
Male
16,533 (48.3)
4,296 (26.0)
4,100 (24.8)
1,544 (9.3)
5,383 (32.6)
1,210 (7.3)
0.03
2,449 (14.8)
0.01
Female
17,687 (51.7)
4,447 (25.1)
4,698 (26.6)
1,654 (9.4)
5,705 (32.3)
1,183 (6.7)
2,556 (14.5)
Race and ethnicity
White, non-Hispanic
22,318 (65.2)
5,498 (24.6)
5,458 (24.5)
2,050 (9.2)
7,632 (34.2)
1,680 (7.5)
0.27
3,149 (14.1)
0.08
Black, non-Hispanic
3,805 (11.1)
1,226 (32.2)
1,118 (29.4)
364 (9.6)
966 (25.4)
131 (3.4)
642 (16.9)
Hispanic
4,530 (13.2)
1,211 (26.7)
1,357 (30.0)
430 (9.5)
1,264 (27.9)
268 (5.9)
728 (16.1)
Other,¶¶ non-Hispanic
2,805 (8.2)
489 (17.4)
671 (23.9)
318 (11.3)
1,021 (36.4)
306 (10.9)
380 (13.5)
Unknown
762 (2.2)
319 (41.9)
194 (25.5)
36 (4.7)
205 (26.9)
8 (1.0)
106 (13.9)
Documented previous SARS-CoV-2 infection***
Yes
4,672 (13.7)
1,313 (28.1)
1,423 (30.5)
357 (7.6)
1,330 (28.5)
249 (5.3)
0.09
543 (11.6)
0.10
No
29,548 (86.3)
7,430 (25.1)
7,375 (25.0)
2,841 (9.6)
9,758 (33.0)
2,144 (7.3)
4,462 (15.1)
Chronic respiratory condition†††
Yes
21,648 (63.3)
5,419 (25.0)
5,555 (25.7)
2,073 (9.6)
7,067 (32.6)
1,534 (7.1)
0.04
3,519 (16.3)
0.18
No
12,572 (36.7)
3,324 (26.4)
3,243 (25.8)
1,125 (8.9)
4,021 (32.0)
859 (6.8)
1,486 (11.8)
Solid malignancy
Yes
13,875 (40.5)
3,234 (23.3)
3,458 (24.9)
1,290 (9.3)
4,858 (35.0)
1,035 (7.5)
0.10
1,433 (10.3)
0.29
No
20,345 (59.5)
5,509 (27.1)
5,340 (26.2)
1,908 (9.4)
6,230 (30.6)
1,358 (6.7)
3,572 (17.6)
Hematologic malignancy
Yes
4,992 (14.6)
1,086 (21.8)
1,231 (24.7)
494 (9.9)
1,765 (35.4)
416 (8.3)
0.10
789 (15.8)
0.04
No
29,228 (85.4)
7,657 (26.2)
7,567 (25.9)
2,704 (9.3)
9,323 (31.9)
1,977 (6.8)
4,216 (14.4)
Rheumatologic or inflammatory disorder
Yes
8,341 (24.4)
2,062 (24.7)
2,184 (26.2)
804 (9.6)
2,689 (32.2)
602 (7.2)
0.03
1,443 (17.3)
0.12
No
25,879 (75.6)
6,681 (25.8)
6,614 (25.6)
2,394 (9.3)
8,399 (32.5)
1,791 (6.9)
3,562 (13.8)
Other intrinsic immune condition or immunodeficiency
Yes
13,183 (38.5)
3,754 (28.5)
3,554 (27.0)
1,114 (8.5)
3,951 (30.0)
810 (6.1)
0.14
2,242 (17.0)
0.15
No
21,037 (61.5)
4,989 (23.7)
5,244 (24.9)
2,084 (9.9)
7,137 (33.9)
1,583 (7.5)
2,763 (13.1)
Organ or stem cell transplant
Yes
2,951 (8.6)
509 (17.2)
747 (25.3)
263 (8.9)
1,150 (39.0)
282 (9.6)
0.14
699 (23.7)
0.20
No
31,269 (91.4)
8,234 (26.3)
8,051 (25.7)
2,935 (9.4)
9,938 (31.8)
2,111 (6.8)
4,306 (13.8)
mRNA COVID-19 vaccination product received
Moderna (mRNA-1273)
9,555 (37.5)
NA
3,461 (36.2)
1,284 (13.4)
3,913 (41.0)
897 (9.4)
NA
1,098 (11.5)
0.11
Pfizer-BioNTech (BNT162b2)
14,769 (58.0)
NA
5,293 (35.8)
1,620 (11.0)
6,584 (44.6)
1,272 (8.6)
1,983 (13.4)
Heterologous
1,153 (4.5)
NA
44 (3.8)
294 (25.5)
591 (51.3)
224 (19.4)
109 (9.5)
ICU admission
Yes
7,840 (22.9)
2,276 (29.0)
2,119 (27.0)
685 (8.7)
2,307 (29.4)
453 (5.8)
0.11
1,100 (14.0)
0.03
No
26,380 (77.1)
6,467 (24.5)
6,679 (25.3)
2,513 (9.5)
8,781 (33.3)
1,940 (7.4)
3,905 (14.8)
In-hospital death§§§
Yes
2,741 (8.0)
915 (33.4)
702 (25.6)
213 (7.8)
746 (27.2)
165 (6.0)
0.12
609 (22.2)
0.16
No
31,479 (92.0)
7,828 (24.9)
8,096 (25.7)
2,985 (9.5)
10,342 (32.9)
2,228 (7.1)
4,396 (14.0)
Abbreviations: ICD-9 = International Classification of Diseases, Ninth Revision; ICD-10
= International Classification of Diseases, Tenth Revision; ICU = intensive care unit;
KPNC = Kaiser Permanente Northern California; KPNW = Kaiser Permanente Northwest;
NA = not applicable; PHIX = Paso del Norte Health Information Exchange; SMD = standardized
mean or proportion difference.
* Immunocompromised status was defined as the presence of at least one discharge diagnosis
using ICD-9 and ICD-10 diagnosis codes for solid malignancy (ICD-10 codes: C00–C80,
C7A, C7B, D3A, Z51.0, and Z51.1), hematologic malignancy (ICD-10 codes: C81–C86, C88,
C90–C96, D46, D61.0, D70.0, D61.2, D61.9, and D71), rheumatologic or inflammatory
disorder (ICD-10 codes: D86, E85 [except E85.0], G35, J67.9, L40.54, L40.59, L93.0,
L93.2, L94, M05–M08, M30, M31.3, M31.5, M32–M34, M35.3, M35.8, M35.9, M46, and T78.40),
other intrinsic immune condition or immunodeficiency (ICD-10 codes: D27.9, D61.09,
D72.89, D80, D81 [except D81.3], D82–D84, D89 [except D89.2], K70.3, K70.4, K72, K74.3–K74.6
[except K74.60 and K74.69], N04, and R18), or organ or stem cell transplant (ICD-10
codes: T86 [except T86.82–T86.84, T86.89, and T86.9], D47.Z1, Z48.2, Z94, and Z98.85).
†
Hospitalizations with a discharge code consistent with COVID-19–like illness and molecular
testing for SARS-CoV-2 ≤14 days before to <72 hours after the encounter date were
included. COVID-19–like illness diagnoses included acute respiratory illness (e.g.,
respiratory failure or pneumonia) or related signs or symptoms (cough, fever, dyspnea,
vomiting, or diarrhea) using ICD-9 and ICD-10 diagnosis codes.
§ mRNA COVID-19 vaccination status was defined as having received the listed number
of doses of an mRNA COVID-19 vaccine within the specified range of number of days
before the encounter index date, which was the date of respiratory specimen collection
associated with the most recent positive or negative SARS-CoV-2 test result before
the hospital admission or the admission date if testing only occurred after the admission.
¶ An absolute SMD >0.20 indicates a nonnegligible difference in variable distributions
between hospitalizations for vaccinated versus unvaccinated patients or for patients
with positive SARS-CoV-2 test results versus patients with negative SARS-CoV-2 test
results. For mRNA COVID-19 vaccination status, a single SMD was calculated by averaging
the absolute SMDs obtained from pairwise comparisons of each vaccinated category versus
unvaccinated. Specifically, it was calculated as the average of the absolute value
of the SMDs for 1) vaccinated with 2 doses ≥14 days earlier versus unvaccinated, 2)
vaccinated with 3 doses 7–89 days earlier versus unvaccinated, 3) vaccinated with
3 doses ≥90 days earlier versus unvaccinated, and 4) vaccinated with 4 doses ≥7 days
earlier versus unvaccinated.
** Partners contributing data on hospitalizations during dates of estimated ≥50% Omicron
BA.1 predominance were in California (December 21, 2021–March 20, 2022), Colorado
(December 19, 2021–March 20, 2022), Indiana (December 26, 2021–March 20, 2022), Minnesota
and Wisconsin (December 25, 2021–March 21, 2022), New York (December 18, 2021–March
16, 2022), Oregon and Washington (December 24, 2021–March 23, 2022), Texas (Baylor
Scott & White Health: December 16, 2021–March 18, 2022; PHIX: December 29, 2021–March
29, 2022), and Utah (December 24, 2021–March 18, 2022).
†† Partners contributing data on hospitalizations during dates of estimated ≥50% Omicron
BA.2/BA.2.12.1 predominance were in California (March 21–June 24, 2022), Colorado
(March 21–June 18, 2022), Indiana (March 21–June 18, 2022), Minnesota and Wisconsin
(March 22–June 21, 2022), New York (March 17–June 28, 2022), Oregon and Washington
(March 24–June 28, 2022), Texas (Baylor Scott & White Health: March 19–June 21, 2022;
PHIX: March 30–June 21, 2022), and Utah (March 19–June 22, 2022).
§§ Partners contributing data on hospitalizations during dates of estimated ≥50% Omicron
BA.4/BA.5 predominance were in California (June 25–August 20, 2022), Colorado (June
19–August 20, 2022), Indiana (June 19–August 20, 2022), Minnesota and Wisconsin (June
22–August 20, 2022), New York (June 29–August 20, 2022), Oregon and Washington (June
29–August 20, 2022), Texas (Baylor Scott & White Health: June 22–August 20, 2022;
PHIX: June 22–August 20, 2022), and Utah (June 23–August 20, 2022).
¶¶ Other race includes American Indian or Alaska Native, Asian, Native Hawaiian or
other Pacific islander, other not listed, and multiple races. These categories were
combined because of small numbers.
*** Previous SARS-CoV-2 infection was defined as having a positive SARS-CoV-2 test
result (molecular or antigen) documented in the electronic health record ≥15 days
before the hospital admission date.
††† Chronic respiratory condition was defined by corresponding discharge codes for
asthma, chronic obstructive pulmonary disease, or other lung disease using ICD-9 and
ICD-10 diagnosis codes.
§§§ In-hospital death was defined as death while hospitalized within 28 days after
admission.
TABLE 2
Vaccine effectiveness* of 2-, 3-, and 4-dose mRNA COVID-19 vaccination against COVID-19–associated
†
hospitalizations among immunocompromised
§
adults aged ≥18 years, by Omicron (and Omicron sublineage) predominance period
¶
and mRNA COVID-19 vaccination status
**
— VISION Network, 10 states, December 2021–August 2022
Omicron predominance period/vaccination status
Total
SARS-CoV-2 positive test result, no. (%)
Median interval since last dose, days (IQR)
VE % (95% CI)
Omicron predominance period
Unvaccinated (Ref)
8,743
1,815 (20.8)
NA
NA
2 doses (≥14 days earlier)
8,798
1,387 (15.8)
316 (250–387)
36 (30–41)
3 doses (≥7 days earlier)
14,286
1,552 (10.9)
147 (96–202)
57 (53–61)
3 doses (7–89 days earlier)
3,198
335 (10.5)
59 (38–76)
69 (63–74)
3 doses (≥90 days earlier)
11,088
1,217 (11.0)
169 (131–218)
44 (37–49)
BA.1 sublineage predominance††
Unvaccinated (Ref)
4,422
1,373 (31.1)
NA
NA
2 doses (≥14 days earlier)
4,486
1,008 (22.5)
283 (222–321)
40 (34–46)
3 doses (≥7 days earlier)
6,141
809 (13.2)
99 (65–133)
67 (63–71)
3 doses (7–89 days earlier)
2,638
302 (11.4)
59 (38–75)
75 (71–79)
3 doses (≥90 days earlier)
3,503
507 (14.5)
128 (109–152)
49 (41–7)
BA.2/BA.2.12.1 sublineage predominance§§
Unvaccinated (Ref)
2,807
190 (6.8)
NA
NA
2 doses (≥14 days earlier)
2,892
204 (7.1)
371 (286–414)
7 (–16–25)
3 doses (≥7 days earlier)
5,648
372 (6.6)
172 (134–210)
32 (16–46)
3 doses (7–89 days earlier)
—¶¶
—
—
—
3 doses (≥90 days earlier)
5,172
351 (6.8)
179 (145–214)
32 (15–45)
BA.4/BA.5 sublineage predominance***
Unvaccinated (Ref)
1,514
252 (16.6)
NA
NA
2 doses (≥14 days earlier)
1,420
175 (12.3)
445 (336–488)
38 (23–50)
3 doses (≥7 days earlier)
2,497
371 (14.9)
239 (199–276)
35 (21–47)
3 doses (7–89 days earlier)
—
—
—
—
3 doses (≥90 days earlier)
2,413
359 (14.9)
241 (204–278)
36 (22–47)
BA.2/BA.2.12.1/BA.4/BA.5 sublineage predominance†††
Unvaccinated (Ref)
4,321
442 (10.2)
NA
NA
2 doses (≥14 days earlier)
4,312
379 (8.8)
386 (305–441)
22 (10–33)
3 doses (≥7 days earlier)
8,145
743 (9.1)
190 (147–234)
33 (22–42)
3 doses (7–89 days earlier)
—
—
—
—
3 doses (≥90 days earlier)
7,585
710 (9.4)
196 (156–238)
32 (21–42)
4 doses (≥7 days earlier)
2,393
251 (10.5)
61 (34–91)
43 (27–56)
Abbreviations: ICD-9 = International Classification of Diseases, Ninth Revision; ICD-10 = International
Classification of Diseases, Tenth Revision; NA = not applicable; PHIX = Paso del Norte
Health Information Exchange; Ref = referent group; VE = vaccine effectiveness.
* VE was calculated as ([1 − odds ratio] x 100%), estimated using a test-negative
design, adjusted for age, geographic region, calendar time (days since January 1,
2021), and local virus circulation (percentage of SARS-CoV-2–positive results from
testing within the counties surrounding the facility on the date of the encounter)
and weighted for inverse propensity to be vaccinated or unvaccinated (calculated separately
for each VE estimate). Generalized boosted regression trees were used to estimate
the propensity to be vaccinated based on sociodemographic characteristics, underlying
medical conditions, and facility characteristics.
† Hospitalizations with a discharge code consistent with COVID-19–like illness and
molecular testing for SARS-CoV-2 ≤14 days before to <72 hours after the encounter
date were included. COVID-19–like illness diagnoses included acute respiratory illness
(e.g., respiratory failure or pneumonia) or related signs or symptoms (cough, fever,
dyspnea, vomiting, or diarrhea) using ICD-9 and ICD-10 diagnosis codes.
§ Immunocompromised status was defined as the presence of at least one discharge diagnosis
using ICD-9 and ICD-10 diagnosis codes for solid malignancy (ICD-10 codes: C00–C80,
C7A, C7B, D3A, Z51.0, and Z51.1), hematologic malignancy (ICD-10 codes: C81–C86, C88,
C90–C96, D46, D61.0, D70.0, D61.2, D61.9, and D71), rheumatologic or inflammatory
disorder (ICD-10 codes: D86, E85 [except E85.0], G35, J67.9, L40.54, L40.59, L93.0,
L93.2, L94, M05–M08, M30, M31.3, M31.5, M32–M34, M35.3, M35.8, M35.9, M46, and T78.40),
other intrinsic immune condition or immunodeficiency (ICD-10 codes: D27.9, D61.09,
D72.89, D80, D81 [except D81.3], D82–D84, D89 [except D89.2], K70.3, K70.4, K72, K74.3–K74.6
[except K74.60 and K74.69], N04, and R18), or organ or stem cell transplant (ICD-10
codes: T86 [except T86.82–T86.84, T86.89, and T86.9], D47.Z1, Z48.2, Z94, and Z98.85).
¶ Based on ≥50% of sequenced specimens yielding a specific Omicron sublineage.
** mRNA COVID-19 vaccination status was defined as having received the listed number
of doses of an mRNA COVID-19 vaccine within the specified range of number of days
before the encounter index date, which was the date of respiratory specimen collection
associated with the most recent positive or negative SARS-CoV-2 test result before
the hospital admission or the admission date if testing only occurred after the admission.
†† Partners contributing data on hospitalizations during dates of estimated ≥50% Omicron
BA.1 predominance were in California (December 21, 2021–March 20, 2022), Colorado
(December 19, 2021–March 20, 2022), Indiana (December 26, 2021–March 20, 2022), Minnesota
and Wisconsin (December 25, 2021–March 21, 2022), New York (December 18, 2021–March
16, 2022), Oregon and Washington (December 24, 2021–March 23, 2022), Texas (Baylor
Scott & White Health: December 16, 2021–March 18, 2022; PHIX: December 29, 2021–March
29, 2022), and Utah (December 24, 2021–March 18, 2022).
§§ Partners contributing data on hospitalizations during dates of estimated ≥50% Omicron
BA.2/BA.2.12.1 predominance were in California (March 21–June 24, 2022), Colorado
(March 21–June 18, 2022), Indiana (March 21–June 18, 2022), Minnesota and Wisconsin
(March 22–June 21, 2022), New York (March 17–June 28, 2022), Oregon and Washington
(March 24–June 28, 2022), Texas (Baylor Scott & White Health: March 19–June 21, 2022;
PHIX: March 30–June 21, 2022), and Utah (March 19–June 22, 2022).
¶¶ Dashes indicate that estimated VE had a CI width ≥50%. Estimates with CI widths
≥50% are not shown here due to imprecision. The associated data (total number of tests,
number of SARS-CoV-2 positive tests, and median interval since last dose) are also
omitted.
*** Partners contributing data on hospitalizations during dates of estimated ≥50%
Omicron BA.4/BA.5 predominance were in California (June 25–August 20, 2022), Colorado
(June 19–August 20, 2022), Indiana (June 19–August 20, 2022), Minnesota and Wisconsin
(June 22–August 20, 2022), New York (June 29–August 20, 2022), Oregon and Washington
(June 29–August 20, 2022), Texas (Baylor Scott & White Health: June 22–August 20,
2022; PHIX: June 22–August 20, 2022), and Utah (June 23–August 20, 2022).
††† Partners contributing data on hospitalizations during dates of estimated ≥50%
Omicron BA.2/BA.2.12.1/BA.4/BA.5 predominance were in California (March 21–August
20, 2022), Colorado (March 21–August 20, 2022), Indiana (March 21–August 20, 2022),
Minnesota and Wisconsin (March 22–August 20, 2022), New York (March 17–August 20,
2022), Oregon and Washington (March 24–August 20, 2022), Texas (Baylor Scott & White
Health: March 19–August 20, 2022; PHIX: March 30–August 20, 2022), and Utah (March
19–August 20, 2022).
VE ≥7 days after receipt of dose 3 varied by immunocompromising condition, ranging
from 43% among persons with an organ or stem cell transplant (with or without another
condition) to 70% among those with a solid malignancy only (Table 3).
TABLE 3
Vaccine effectiveness* of 2- and 3-dose mRNA COVID-19 vaccination against COVID-19–associated
†
hospitalization among immunocompromised
§
adults aged ≥18 years by immunocompromising condition category and mRNA COVID-19 vaccination
status,
¶
during period of Omicron predominance** — VISION Network, 10 states, December 2021–August
2022
Immunocompromising condition
Total
SARS-CoV-2 positive test result, no. (%)
Median interval since last dose, days (IQR)
VE % (95% CI)
Solid malignancy only
Unvaccinated (Ref)
2,467
411 (16.7)
NA
NA
2 doses (≥14 days earlier)
2,574
282 (11.0)
322 (257–390)
47 (36–55)
3 doses (≥7 days earlier)
4,523
296 (6.5)
148 (96–203)
70 (64–76)
3 doses (7–89 days earlier)
991
55 (5.5)
57 (37–75)
81 (72–87)
3 doses (≥90 days earlier)
3,532
241 (6.8)
171 (131–219)
61 (52–69)
Hematologic malignancy only
Unvaccinated (Ref)
562
117 (20.8)
NA
NA
2 doses (≥14 days earlier)
—††
—
—
—
3 doses (≥7 days earlier)
1,209
162 (13.4)
147 (94–204)
58 (40–70)
3 doses (7–89 days earlier)††
—
—
—
—
3 doses (≥90 days earlier)
924
104 (11.3)
171 (131–219)
63 (45–75)
Rheumatologic or inflammatory disorder only
Unvaccinated (Ref)
1,549
378 (24.4)
NA
NA
2 doses (≥14 days earlier)
1,528
281 (18.4)
321 (249–394)
38 (24–49)
3 doses (≥7 days earlier)
2,395
253 (10.6)
141 (90–195)
61 (51–69)
3 doses (7–89 days earlier)
599
57 (9.5)
61 (38–76)
76 (63–84)
3 doses (≥90 days earlier)
1,796
196 (10.9)
166 (129–212)
48 (34–60)
Other intrinsic immune condition or immunodeficiency only
Unvaccinated (Ref)
2,334
465 (19.9)
NA
NA
2 doses (≥14 days earlier)
1,852
279 (15.1)
304 (239–375)
40 (28–51)
3 doses (≥7 days earlier)
2,222
210 (9.4)
140 (87–196)
64 (54–72)
3 doses (7–89 days earlier)
576
46 (8.0)
59 (37–76)
76 (62–85)
3 doses (≥90 days earlier)
1,646
164 (10.0)
168 (129–215)
45 (27–58)
Organ or stem cell transplant only
Unvaccinated (Ref)
151
47 (31.1)
NA
NA
2 doses (≥14 days earlier)
—
—
—
—
3 doses (≥7 days earlier)
—
—
—
—
3 doses (7–89 days earlier)
—
—
—
—
3 doses (≥90 days earlier)
—
—
—
—
Organ or stem cell transplant (not mutually exclusive of other conditions)
§§
Unvaccinated (Ref)
509
151 (29.7)
NA
NA
2 doses (≥14 days earlier)
747
178 (23.8)
310 (248–378)
40 (17–56)
3 doses (≥7 days earlier)
1,413
326 (23.1)
153 (107–210)
43 (22–58)
3 doses (7–89 days earlier)
—
—
—
—
3 doses (≥90 days earlier)
1,150
265 (23.0)
170 (134–223)
30 (4–49)
Any immunocompromising condition, except organ or stem cell transplant
¶¶
Unvaccinated (Ref)
8,234
1,664 (20.2)
NA
NA
2 doses (≥14 days earlier)
8,051
1,209 (15.0)
317 (250–387)
37 (31–42)
3 doses (≥7 days earlier)
12,873
1,226 (9.5)
146 (95–201)
60 (56–64)
3 doses (7–89 days earlier)
2,935
274 (9.3)
60 (39–76)
70 (64–75)
3 doses (≥90 days earlier)
9,938
952 (9.6)
169 (130–217)
47 (41–53)
Abbreviations: ICD-9 = International Classification of Diseases, Ninth Revision; ICD-10 = International
Classification of Diseases, Tenth Revision; NA = not applicable; Ref = referent group;
VE = vaccine effectiveness.
* VE was calculated as ([1 − odds ratio] x 100%), estimated using a test-negative
design, adjusted for age, geographic region, calendar time (days since January 1,
2021), and local virus circulation (percentage of SARS-CoV-2–positive results from
testing within the counties surrounding the facility on the date of the encounter)
and weighted for inverse propensity to be vaccinated or unvaccinated (calculated separately
for each VE estimate). Generalized boosted regression trees were used to estimate
the propensity to be vaccinated based on sociodemographic characteristics, underlying
medical conditions, and facility characteristics.
† Hospitalizations with a discharge code consistent with COVID-19–like illness and
molecular testing for SARS-CoV-2 ≤14 days before to <72 hours after the encounter
date were included. COVID-19–like illness diagnoses included acute respiratory illness
(e.g., respiratory failure or pneumonia) or related signs or symptoms (cough, fever,
dyspnea, vomiting, or diarrhea) using ICD-9 and ICD-10 diagnosis codes.
§ Immunocompromised status was defined as the presence of at least one discharge diagnosis
using ICD-9 and ICD-10 diagnosis codes (ICD-10 codes: C00–C80, C7A, C7B, D3A, Z51.0,
and Z51.1), hematologic malignancy (ICD-10 codes: C81–C86, C88, C90–C96, D46, D61.0,
D70.0, D61.2, D61.9, and D71), rheumatologic or inflammatory disorder (ICD-10 codes:
D86, E85 [except E85.0], G35, J67.9, L40.54, L40.59, L93.0, L93.2, L94, M05–M08, M30,
M31.3, M31.5, M32–M34, M35.3, M35.8, M35.9, M46, and T78.40), other intrinsic immune
condition or immunodeficiency (ICD-10 codes: D27.9, D61.09, D72.89, D80, D81 [except
D81.3], D82–D84, D89 [except D89.2], K70.3, K70.4, K72, K74.3–K74.6 [except K74.60
and K74.69], N04, and R18), or organ or stem cell transplant (ICD-10 codes: T86 [except
T86.82–T86.84, T86.89, and T86.9], D47.Z1, Z48.2, Z94, and Z98.85).
¶ mRNA COVID-19 vaccination status was defined as having received the listed number
of doses of an mRNA COVID-19 vaccine within the specified range of number of days
before the encounter index date, which was the date of respiratory specimen collection
associated with the most recent positive or negative SARS-CoV-2 test result before
the hospital admission or the admission date if testing only occurred after the admission.
** Based on ≥50% of sequenced specimens yielding an Omicron variant or sublineage.
†† Dashes indicated that estimated VE had a CI width ≥50%. Estimates with CI widths
≥50% are not shown here due to imprecision. The associated data (total number of tests,
number of SARS-CoV-2 positive tests, and median interval since last dose) are also
omitted.
§§ Category includes persons with at least organ or stem cell transplant, but these
categories are not mutually exclusive (i.e., persons might have one or more additional
immunocompromising conditions).
¶¶ Category includes persons with one or more immunocompromising conditions: solid
malignancy, hematologic malignancy, rheumatologic or inflammatory disorder, and other
intrinsic immune condition or immunodeficiency; all persons with organ or stem cell
transplant were excluded.
Discussion
In this multistate analysis of over 34,000 hospitalizations for COVID-19–like illness
among adults with immunocompromising conditions, 2 doses of monovalent mRNA COVID-19
vaccine were 36% effective against COVID-19–associated hospitalization during a period
of Omicron variant predominance. VE increased to 67% with the addition of a third
dose of monovalent vaccine during BA.1 predominance but declined during the combined
BA.2/BA.2.12.1 and BA.4/BA.5 periods to 32% ≥90 days after dose 3 and 43% ≥7 days
after a monovalent fourth dose. These results suggest that monovalent COVID-19 vaccination
among persons with immunocompromising conditions conferred moderate protection against
COVID-19–associated hospitalization during Omicron circulation, with lower protection
during BA.2/BA.2.12.1 and BA.4/BA.5 sublineage predominance periods.
Although protection increased after receipt of a third monovalent vaccine dose (compared
with 2 doses), estimated 3-dose VE was lower in this study than in other similar studies
among immunocompetent persons during Omicron predominance, including recent VISION
Network analyses (
6
,
7
). Consistent with previous studies restricted to persons with immunocompromising
conditions, VE in this study was lower among persons with certain immunocompromising
conditions that might be associated with being more severely immunocompromised, particularly
solid organ or stem cell transplant recipients.
Estimated VE among persons with immunocompromising conditions during Omicron predominance
was lower than VE in comparable studies during Delta variant predominance (
2
). Protection was also lower during Omicron BA.2/BA.2.12.1 and BA.4/BA.5 than during
BA.1 predominance, although the median interval since receipt of last vaccine dose
was lower during BA.1, and waning effectiveness over time might have also contributed
to the lower VE observed during these later sublineage periods. In either case, these
findings suggest that the newly authorized bivalent booster vaccines, which target
BA.4/BA.5 might offer additional benefit to persons with immunocompromising conditions
(
8
).
Given the moderate protection observed even after monovalent booster doses, persons
with immunocompromising conditions might also benefit from other recommended protective
measures including preexposure prophylaxis with the antibody treatment tixagevimab/cilgavimab
(Evusheld),
¶¶¶¶
which was authorized in December 2021 for persons with moderate-to-severe immunocompromising
conditions and was associated with a reduction in risk for both symptomatic and severe
COVID-19 in clinical trials (
9
). However, recent in vitro data suggest protection against emerging Omicron sublineages
might be reduced and additional clinical data are needed (
10
).
The findings in this report are subject to at least four limitations. First, immunocompromising
conditions were based on discharge diagnosis codes and a range of immune suppression
is associated with each code. Second, residual confounding in VE models is possible.
For example, history of previous infection could not be accurately ascertained, but
might have differed between vaccinated and unvaccinated persons, which could affect
VE estimates. Third, data on the use of outpatient treatments such as nirmatelvir/ritonavir
(Paxlovid) or prophylaxis with Evusheld were not available. Finally, SARS-CoV-2 genomic
sequencing data were unavailable for individual encounters, and date of testing was
used to assign likely sublineage ecologically.
Persons with immunocompromising conditions have been disproportionately affected by
the COVID-19 pandemic. Whereas monovalent vaccination remains moderately protective
in persons with immunocompromising conditions, VE has decreased compared with that
during pre-Omicron periods, most notably during recent Omicron sublineage predominance
periods, despite expanded dosing recommendations. Given the incomplete protection
against hospitalization afforded by monovalent COVID-19 vaccines, persons with immunocompromising
conditions might benefit from updated bivalent boosters that target BA.4/BA.5 sublineages.
In addition, other protective measures recommended for persons with immunocompromising
conditions, including prophylactic antibody treatments, early access to and use of
antivirals, and nonpharmaceutical interventions, such as the use of well-fitting masks
or respirators, should also be considered. Further study of VE of updated vaccines
in persons with immunocompromising conditions is warranted.
Summary
What is already known about this topic?
COVID-19 vaccine effectiveness (VE) data among immunocompromised persons during SARS-CoV-2
Omicron variant predominance are limited.
What is added by this report?
Among immunocompromised adults hospitalized with a COVID-like illness, 2-dose monovalent
mRNA COVID-19 vaccine VE against COVID-19–associated hospitalization during Omicron
predominance was 36%. VE was 67% ≥7 days after a third dose during BA.1 predominance
but declined during BA.2/BA.2.12.1 and BA.4/BA.5 predominance to 32% ≥90 days after
dose 3 and 43% ≥7 days after dose 4.
What are the implications for public health practice?
Monovalent COVID-19 vaccine protection among persons with immunocompromising conditions
during Omicron predominance was moderate after a 3-dose primary series or booster
dose. Persons with immunocompromising conditions might benefit from updated bivalent
boosters that target circulating BA.4/BA.5 sublineages.