1
Introduction
Covid-19 is a pandemic that started towards the end of 2019 and spread quickly (Ivanov,
2020). To this end, the World Health Organization (WHO) identified the outbreak of
Covid-19 as a worldwide pandemic leading to quarantine, social distancing, border
closure, and the prolonged closure of vital facilities (Ivanov and Dolgui, 2020).
This impacted the global economy, social mobility, and health on a global scale (OECD,
2020). Specifically, the Covid-19 outbreak led to misalignment between supply and
demand by affecting supply chain nodes to different extents (Araz et al., 2020). For
example, it was reported that restrictions limited ports’ services, which led to port
call cancellation, delays, and congestion on both hinterland and maritime sides (UNESCAP,
2020).
That being said, interconnected and nested logistics services have remained active
through such uncertain events (UNCTAD, 2020a). Decision-makers need to cope with the
challenge of keeping the balances between safety, security, sustainability, and performance
of their systems considering resources, against a variety of strategic, tactical,
and operational risks leading to system failure (John et al., 2014). This exhibits
urgent demands for resilience-based decision-making which requires a thorough understanding
of situations to plan and prepare for potential threats (Golan et al., 2020). In fact,
this is nothing new. Since the beginning of this century, the world has undergone
unfolded challenges because of climate change, epidemics, geopolitics, terrorism,
economic uncertainties, as well as regional conflicts and rivalries. Such complexities
pose threats to the appropriate use of critical infrastructures (CIs) that are crucial
for societal well-being (Z. Yang et al., 2018). All these make them a serious concern
for planners and operators (Rehak et al., 2019): such systems must be designed to
be sufficiently resilient and capable of recovering quickly from disruptions. Here
Haimes et al. (2008) and Zolli and Healy (2012) criticized past research's inadequacy
to propose effective ways to significantly improve the resilience of the socio-economic
systems, where such a view has recently been reiterated by Ivanov and Dolgui (2020).
Consequently, research relevant to resilience and risk management has received considerable
attention in recent years (Ullah et al., 2019), as it could decrease possible socio-economic
losses and allow decision-makers to make better moves in the face of challenges (Mitchell,
2013).
In this regard, resilience can be understood as the ability of an entity or system
to bounce back to a normal condition after its original state is affected by a disruptive
event (Wan et al., 2017). Among the CIs, ports generate and sustain economic activities
by offering various logistical services, and their attractiveness is vital to the
competitiveness of logistics and supply chains (Ng, 2006). Also, being the focal point
of global trade, logistics, and supply chains (Ng and Liu, 2014), they are responsible
for more than 80% of the global freight movement (UNCTAD, 2020b). Thus the disruption
of even a single element in a port could have a significant cascading effect, causing
severe imbalances across the entire delivery service network, causing substantial
direct and indirect financial losses. Hence, it is important to investigate port performance
in tackling disruption through the lens of resilience.
Stemming from human behavior and psychology, resilience is not something new (Chapin
et al., 2009). The idea initially appeared in the ecological environmental systems
(Holling, 1973) on individuals' ability to face pressure and recover quickly from
disruptive incidents (Van Der Vegt et al., 2015). This could be found in its early
definitions, notably the continuity of associations within a system and a certain
degree of ability to absorb and proceed with absorbing changes (Holling, 1973). In
this regard, Labaka et al. (2015) argued that despite extensive research, resilience
has various definitions. For example, it has been described as a system's capability
for developing foresight, recognition, anticipation, and defense against changing
risks before detrimental effects occur (Starbuck and Farjoun, 2005). Some scholars
describe resilience as the system's capability to sustain a significant disruption
and overcome it within a reasonable time and cost (e.g., Haimes et al. (2008)). Also,
it has been referred to as preparing and adapting to changing environments and enduring
and recovering quickly from disruptions (House, 2013). Part of such differences in
the definition is based on the context in which they are applied (e.g., economic systems,
education systems, health care systems, ecosystems, CIs) (Southwick et al., 2014).
This explains why some researchers have tried to suggest a multidisciplinary definition
for resilience (Clauss et al., 2020). That said, the majority of works in the context
of CIs addresses the system's vulnerability, where there is limited attention to capacities
and interrelations (Hosseini and Barker, 2016).
A resilient infrastructure relies on its ability to absorb, adjust, predict, and quickly
overcome a possibly disruptive incident (NIAC, 2009). Here we highlight the fundamental
features of a resilient system based on the definition by the US National Research
Council (NRC), namely ‘the capability of the system to plan and prepare for, absorb,
overcome with, and fit with real or possible disruptions’ (National Research Council,
2012). The definition has two key components: (1) risks decreasing the system's performance
(i.e., actual or possible disruptions), and (2) resilience-building capacities resisting
system's performance changes and returning it to a new normal (i.e., absorption, recovery,
and adaptation/transformation capacities of the system). Later, it was followed by
national directives (e.g., PPD (2021)) and explored by many research (e.g., Ramirez-Marquez
(2012), Ayyub (2014), and Linkov et al. (2014)), and widely applied in recent research
(e.g., Petersen et al. (2020); Doorn et al. (2019); Pescaroli and Needham-Bennett
(2021)). As Ayyub (2014) has discussed, such a definition has certain characteristics
that make it suitable for practical applications, including the impacts of the Covid-19
pandemic on port resilience.
Understanding such, in this study, we develop a Bayesian Belief Network (BBN) model
to quantify the port system's resilience in the face of the Covid-19 pandemic. As
a tool frequently used in supporting decision-making, BBN handles complexities and
uncertainties by spotting disruptive factors, resilience-building capacities, and
their interactions (Djalante et al., 2020). The model is then used to model the resilience
of the port of Hong Kong's Kwai Tsing Container Terminals (KTCT). In this case, the
key contributions of this study are as follows:
•
Identify port disruptions during a pandemic outbreak, including their cascading effects.
•
Investigate port resilience-building capacities in the face of a pandemic outbreak.
•
Develop an extendable model to quantify and assess the port's resilience considering
various disruptions raised by a pandemic and resilience-building capacities based
on the BBN.
•
Analyze the resilience of ports.
The rest of the paper is as follows. Section 2 consists of the research background,
including the literature reviews. Section 3 discusses the framework to develop the
model. Section 4 briefly introduces BBN as the analytical tool implemented to build
the model based on the introduced framework. Section 5, 6 explains the research process,
including data collection. Finally, the results are represented and concluded in Sections
7 and 8, respectively.
2
Research background
The key literatures regarding risk and resilience assessment of pandemic impacts are
mainly associated with the effects of a pandemic on seaport transportation and the
maritime supply chain. Similarly, the effects of the Covid-19 pandemic have mainly
been considered the seaborne trade (e.g., Chua et al., 2022; Xu et al., 2021a), port
and sea transport (e.g., Mack et al., 2021; Narasimha et al., 2021), and supply chains
(e.g., Lahyani et al., 2021; Lopes et al., 2022; Ozdemir et al., 2022). In this case,
ports have experienced significant changes to normal operating environments due to
the Covid-19 pandemic (UNCTAD, 2022). Addressing the current and potential future
challenges inspired researchers and practitioners to rethink strategic resilience
in the ‘port’ context. Different natural and human-made disturbances, local or regional,
have been widely discussed in the pieces of literature. However, pandemic disruptions,
with their global impact and long-lasting effect, have been neglected. As such, it
is pivotal to identify the key factors that affect port CIs during the Covid-19 pandemic
(Gui et al., 2022; Xu et al., 2021b) and to build a BBN framework to quantify resilience
and examine the impacts of different factors in port performance. Here we explore
two key questions: 1) How is resilience developed in the context of the port industry?
2) How is BBN implemented in this context? To answer them, we focus on research conducted
after 2010 where the port was the focus. For example, we do not cover those studies
that analyze the resilience of maritime transport or maritime supply chain where the
port is just one (not key) element.
Since CIs are exposed to different natural (e.g., hurricanes, tornados, tsunamis,
floods, typhoons, volcanic eruptions, earthquakes) and man-made (e.g., pandemic and
terrorist attacks) hazards at an unpredictable frequency, intensity, and scale, such
systems should be designed in efficient and resilient ways (Djalante et al., 2020).
In the meantime, quantifying the impact of threats on CIs performance is far from
straightforward (Shafieezadeh and Burden, 2014). That said, considerable research
related on port risk management and resilience has been conducted in the past decades.
Unsurprisingly, researchers adopted different approaches to identify and assess resilience
(Sun et al., 2020). For example, Mansouri et al. (2010) produced the framework of
risk management-based decision analysis to investigate port facility resilience based
on common fundamental elements of resilience in port infrastructure systems using
Decision Tree Analysis (DTA). This helped decision-makers to develop mitigation strategies,
contingency plans, and systems for controlling and overseeing potential threats and
risk elements; and evaluate the resilience investment plans and strategies that have
been adopted. Galbusera et al. (2018) proposed a robust Boolean network approach to
examine the resilience of mutual infrastructure, including alleviation factors, allocation
plans, and resource constraints. Therefore, fragility, restoration, recovery urgencies,
and buffering abilities of provided seismic scenarios were operated to analyze the
resilience of CIs in the port of Thessaloniki, Greece. Pitilakis et al. (2019) employed
a risk-based method with four pre-assessment, assessment, decision, and report phases
for stress assessing critical infrastructures exposed to seismic, geotechnical, and
tsunami hazards. Argyroudis et al. (2020) established a resilient CI framework that
revealed risks by considering the assets' vulnerability to hazards, the pace of damage
recovery, and the hazards’ temporal volatility. The proposed framework that consisted
of a an asset resilience index for the complete, incomplete, or no revamp of asset
damage between the succeeding hazard conditions was applied to a highway bridge revealing
the significant influence of the existence time of the second hazard on the resilience
index and a substantial mistake by adopting easy imposition of resilience indices
from various types of perils.
In addition, considering uncertainty in assessing the resilience of infrastructure
systems is crucial. Shafieezadeh and Burden (2014) developed a framework for scenario-based
resilience assessment of CIs that reflected the uncertainties of the process, the
interrelationship of fragility evaluation of structural elements, the degree of earthquake
intensity, the repair process, specifications, and service demands against seismic
events. Hseih et al. (2014) evaluated port vulnerability from an interdependency viewpoint
through orderly approaches containing sensitivity models and fuzzy cognitive maps
to foster practitioner's comprehension of the interrelationship of various subsystems
of port infrastructure and the cascading impact of the port vulnerability. Trepte
and Rice (2014) investigated the US port system to forecast its capability to tackle
cargo concentration disruptions. The study was undertaken by addressing the total
volume and product categories that ports take in as a starting point and, following
that, assess the required capacity to compete with neighboring ports for different
types of products. These stated studies have set a concrete baseline to construct
a framework for examining the resilience of ports in face of a pandemic. However,
more specific research on this area is required.
3
Resilience assessment framework
Fig. 1 demonstrates the performance of a system and how resilience-building capacities
and disruption interact over time. Although performance is affected by different factors
(e.g., aging of port infrastructure), such elements are not included in the pre-disruption
period. The trough in the performance curve reflects part of the system's resilience
in face of disruptions. Within the time interval of
[
t
0
,
t
e
]
the system operates normally, then with disruption occurrence, the performance reduces
until
t
d
. Absorptive capacity refers to the degree that the system can absorb the impact of
shocks caused by disruptions and minimize consequences. This is the robustness and
reliability to mitigate adverse effects of the disturbance (Golan et al., 2020; Rehak
et al., 2018; Setola et al., 2016).
Fig. 1
Schematic demonstration of resilience phases (modified based on Henry and Ramirez-Marquez
(2012) and Linkov et al. (2014)).
Fig. 1
Recovery capacity enhances the serviceability during the disruption gradually until
t
f
. This is the system's capability to recover its major functions effectively to the
original state or a new (steady) performance level. Successful recovery includes actions
that are dictated by available resources. The process usually takes longer than what
it experiences in absorption (Linkov et al., 2014; Rehak et al., 2018; Vugrin et al.,
2011). It might reach its original state, improve its service, or reach a lower steady-state
performance level. Over this long period, the Adaptive/Transformative capacity could
support performance stability and enhancement. This indicates the system's ability
to learn from disruptive events and adapt to the possible recurrence of disruptions
in the aftermath. By predicting and recognizing disruptive events, the infrastructure
gains long-lasting preparedness for future disruptions by strengthening its resilience
(Rehak et al., 2018; Setola et al., 2016). The hatched area around
t
f
in Fig. 1 emphasizes the importance of considering adaptive/transformative capacities
while devising recovery capacities and allocating resources. This could critically
determine the final state of the system's performance.
That said, the lost performance (LP) of a port is the reduction in performance of
the port due to an unexpected event (e.g., disruption, which depends on its absorptive
capacity). In other words, the system's absorptive capacity responds to the shock
and determines to what extent it might lose performance. Recovered performance (RP)
(i.e., the increase in the system's performance after its reduction) depends on the
recovery and adaptive/transformative capacities in response to the LP. Fig. 2
shows the developed resilience assessment framework based on these definitions and
used in similar research (e.g., Francis and Bekera (2014); Shen and Tang (2015)).
Among various metrics used to assess port infrastructure's resilience, the metric
used in this study measures the resilience as the ratio of RP to LP (Henry and Ramirez-Marquez,
2012).
Fig. 2
Schematic view of the resilience assessment framework
(Source: Authors).
Fig. 2
4
Bayesian Belief Network (BBN)
The BBN has a wide range of applications in the fields of risk assessment for decision-making
under uncertainty and risk, and resilience engineering. This is due to its analytical
power that can be used for decision-making under uncertainty and model both qualitative
and quantitative variables (Hossain et al., 2019a; Patriarca et al., 2018). It is
often adopted as a decision support tool for different types of risk assessment and
resilience strategy development as it builds a cause and effect diagram simply (Lee
et al., 2009), such as risk analysis (Goerlandt and Montewka, 2015; Lawrence et al.,
2020; Montewka et al., 2014; Panahi et al., 2020; Song et al., 2013; Trucco et al.,
2008; Xue and Xiang, 2020; Yang et al., 2008; Zhang et al., 2013), reliability engineering
(Cai et al., 2019; Hänninen, 2014; Mahdi et al., 2018; Norrington et al., 2008; Yang
et al., 2008, 2013, 2018; Zhisen Yang et al., 2018; Zhang and Thai, 2016), safety
modeling (Convertino and Valverde, 2018; Hänninen et al., 2014; Mahdi et al., 2018),
sustainability analysis (Awad-Núñez et al., 2016, 2015), resilience assessment (Alyami
et al., 2014; Hossain et al., 2019a; 2020; Hosseini and Barker, 2016; John et al.,
2016), to name but a few. An overview of utilizing BN for risk and resilience assessment
of CIs, like ports, is presented here: Hosseini and Barker (2016) implemented a BBN
model infrastructure resilience of an inland waterway port and quantified resilience
as a task of restorative, absorptive, and flexible abilities. Also, Hossain et al.
(2019b) proposed a metric for port performance to evaluate inland port efficiency
based on six parameters, namely 1) facility, 2) availability, 3) economy, 4) service,
5) connectivity, and 6) environment. They captured both quantitative and qualitative
factors to rank the impact of the criteria based on a port performance index. Later,
Hossain et al. (2020) proposed a model for assessing geographical, service provision
interdependencies between an inland port infrastructure and its neighboring supply
chain to demonstrate the negative impacts of disruptions on the whole infrastructure's
performance. The studies suggest that BBN is a highly useful tool for dealing with
uncertain situations and inferring knowledge to support timely decisions.
4.1
The BBN theory
Constructed on the Bayes theorem, BBN is a probabilistic structure of Directed Acyclic
Graphs (DAG), in which nodes represent the variables of the structure, and connections
– pointing from parent to child nodes – represent the dependency or causal relationship
between such nodes. Here, root nodes – those without a parent node – are quantified
with a prior probability. The conditional probability is then used for child nodes,
represented as Conditional Probability Tables (CPTs). Conditional probabilities reflect
causal relationships among variables of a BBN. Then, the joint probability is written
based on the probability of event Y occurring (child node) when event X (parent node)
occurs. For a random number of variables
X
1
,
X
2
,
…
,
X
n
, and a DAG with
n
nodes, for which node
j
(
1
≤
j
≤
n
)
is associated with the variable
X
j
, the following represents the fundamental mathematical expression of the BBN:
(1)
P
(
X
1
,
X
2
,
…
,
X
n
)
=
∏
j
=
1
n
P
(
X
j
|
p
a
r
e
n
t
(
X
j
)
)
To elaborate Eq. (1), a sample DAG with six nodes is represented in Fig. 3
. Here, the joint probability distribution of the BBN is given by:
(2)
P
(
X
1
,
X
2
,
…
,
X
6
)
=
P
(
X
1
)
P
(
X
2
)
P
(
X
3
|
X
1
,
X
2
)
P
(
X
4
|
X
2
)
(
X
5
|
X
3
,
X
4
)
P
(
X
6
∨
X
5
)
Fig. 3
An example of Bayesian Belief Network (BBN) with six nodes
(Source: Authors).
Fig. 3
4.2
BBN quantification
For such a network, variables (nodes) should be quantified according to their type.
For Boolean variables (e.g., True/False), the False state describes as the negative
result while the True state identifies as the positive result (Fenton and Neil, 2013).
For all those up to three parent nodes (i.e., zero, one, two, or three) experts were
asked to directly determine the probability of each scenario, i.e., 23 scenarios assuming
two states (e.g., True and False) for each node. Here we benefited from the weighting
technique for those with more than three parent nodes, considering the level of complexity,
i.e., more than 16 scenarios assuming two states (e.g., True and False) for each node.
To determine the weight of features incorporated into a parent node, expert judgment
was used by applying the Fuzzy Analytical Hierarchy Process (FAHP) based on pair-wise
comparisons of such features (Tseng and Cullinane, 2018). To achieve this, we asked
participants to determine the relative weight of parent nodes, and later we combined
them with their probability to determine the probability of each scenario for the
child node.
NoisyOR functions were used to determine Boolean variables as we preferred to quantify
the effect of each causal factor on its parent node independently of considering all
possible combinations of states of the other parents. The NoisyOR function simplifies
the elicitation of complex conditional probability tables and soothes the presumption
that a factor can be reported as a "True" state only when a parent is also in the
"True" status (Kyburg and Pearl, 1991; Perreault et al., 2016). This is demonstrated
by introducing the 'leak' factor which suggests that there are other unknown parent
variables (nodes). By doing so, the assessment would become more realistic. To comprehend
the operational concept of NoisyOR, we assume that there is a set of n causal factors,
X
1
,
X
2
,
...
,
X
n
of a condition, Y. Likelihood of Y is being True once only one causal factor,
X
1
is true, and all other reasons other than
X
1
are False. The NoisyOR purpose is characterized by Eq. (3) where for each i,
v
i
=
P
(
Y
=
T
r
u
e
|
a
s
X
i
=
T
r
u
e
,
X
j
=
F
a
l
s
e
,
f
o
r
e
a
c
h
j
≠
i
)
is the chances of the condition being True if and only if that causal factor is True
(Fenton and Neil, 2013).
(3)
N
o
i
s
y
O
r
(
X
1
,
v
1
,
X
2
,
v
2
,
…
,
X
n
,
v
n
,
l
)
Leak factor, l, is a non-zero possibility of the effects that would be created, even
though all causes are false. l represents the probability that Y will be True even
if all its causal variables are false. So, the provisional likelihood of Y gained
by the NoisyOR function is presented below:
(4)
P
(
Y
=
T
r
u
e
|
X
1
,
X
2
,
...
,
X
n
)
=
1
−
∏
i
=
1
n
To further clarify, we specified a value (between 0 and 1) for each causal factor
to use the NoisyOR function. This value captured the probability that the consequence
would be true in case of this cause is true. For example, if there is a 24% chance
of port closure would cause a delay effect on the landside, the value associated with
the cause of port closure would be 0.24. Then, the study identified all the values
(one for each of the causes). Also, it is required to indicate an additional value,
called the ‘leak value’ to, for example, 0.1, which would be the probability of a
landside delay if all risk factors were absent. In other words, the leak factor represents
causes of landside delay that are excluded in the model.
The posterior probability distribution of disruption and resilience-building capacity
nodes are specified by their parent nodes’ weighted sum of probabilities. The weight
of each factor shows its importance. In the following equation, the weighted mean
(WMEAN) function is represented, where
i
is the number of variables immediately associated with o the weighted average node
(capacity node), and
w
i
indicates the weight of
i
th variable:
(5)
W
M
E
A
N
=
∑
i
w
i
X
i
=
1,2
,
…
,
n
,
∀
i
=
1
;
0
<
w
i
<
1
;
∑
i
w
i
=
1
For continuous variables, historical data usually determines all the past allocations
of the continuous variable. Through the adoption of a truncated normal distribution
(TNORM), continuous variables are modelled accordingly (Fenton and Neil, 2013). Equation
nodes can consider continuous values rather than a provisional probability distribution
table. As such, it explains the key relationship of a discrete node with its parents
(Bayes Fusion, 2020).
4.3
End nodes: resilience and performance
Disruptions lead to LP, which is highly dependent on absorptive capacity. Thus, the
LP is set to zero when a port does not lose its performance, and the disruptions are
absorbed. As per Table 1
, the Node Probability Table (NPT) for lost performance is adopted on three main variables,
namely the probability of disruption occurrence (LDO), absorption, and actual performance
(AP). The LP is calculated as a product of the probability of disruption occurrence
(PDO) and AP if absorptive capacity fails to take in the shock caused by disruptions.
AP is the product of the rate of capacity deployment and expected performance. A port's
utilization rate (UR) during regular operation is obtained from historical data that
vary between 0.8 and 1.0.
Table 1
Node probability table (NPT) for lost performance (LP)(
Source: Authors).
Table 1
Absorptive Capacity
False
True
Expression
P
D
O
×
A
P
0
In this case, RP is a function of three variables, namely recovery and adaptive/transformative
capacities, and LP. Here we assume that, if recovery and adaptive/transformative capacities
perform successfully, a port's CIs would improve the UR of its LP (i.e., zero). Table
2
illustrates the NPT for RP.
Table 2
Node probability table (NPT) for recovered performance (RP)(
Source: Authors).
Table 2
Recovery and Adaptive/Transformative Capacities
False
True
Expression
0
U
R
×
L
P
5
Research process
The research process can be found in Fig. 4
.
Fig. 4
The research process
(Source: Authors).
Fig. 4
It is divided into four main phases (I, II, III, and IV), as follows:
I.
Identification of resilience elements: We gathered a comprehensive list of the risks
(disruptive factors) (i.e., factors adversely affecting port performance in the face
of the pandemic) and resilience-building capacities (i.e., absorption, recovery, and
adaptation/transformation capacities). This was performed concerning the literatures,
the latest news and reports by international organizations, and experts' input extracted
through semi-structured interviews (see Section 6).
II.
Building the resilience assessment model: We extracted the relationships between disruptive
factors and those of identified capacities to build the system's model, based on the
resilience assessment framework (see Section 3). In doing so, literature and inputs
from the first phase were implemented. Later, the network was verified by circulating
the outcome among experts who attended the first phase.
III.
Model quantification: We determined the (conditional) probability of the model nodes.
In doing so, we investigated the port of Hong Kong, China and benefited from its historical
data.
IV.
Resilience assessment: The total resilience of the studied port was measured based
on the model outcome. Also, different techniques were used to shed light on the most
important resilience-building capacities.
6
Study area and data collection
To develop the model and analyze ports in face of a pandemic (phases I and II), we
obtained experts' inputs through conducting 28 semi-structured interviews with appropriate
professionals who worked as container terminal operators and port authorities for
at least ten years in Canada, China, the Netherlands, and the United Arab Emirates
(UAE). In addition to the availability of appropriate interviewees, by the time when
this study took place, these countries also hosted many of the world's largest ports
and terminals. In this case, information extracted from the latest news and reports
by international organizations (see Section 5) was helpful in helping us to raise
the right questions and obtained highly useful information. Specifically, we asked
them questions that were closely related to the identification of resilience factors
(Phase I) and their connections (Phase II). Table 3
provides detailed information on the interviewees' profiles.
Table 3
The profiles of interviewees
(Source: Authors).
Table 3
Characteristic
Range
Frequency
Job title/Position
President/Director
5
Senior deputy director
6
Division director
7
Supervisor
4
Senior engineer
6
Age range
Under 40
5
40–50
8
51–60
13
Above 60
2
Education background
Bachelor
13
Master
12
Doctoral
3
Years of experience in the industry
10–15
4
16–20
6
21–25
3
Above 25
5
Location
Canada
4
China
14
Netherlands
5
United Arab Emirate
5
After developing the model with a table representing all the definitions, we circulated
the outcomes among interviewees, benefiting from the Delphi technique. After three
rounds of circulations, we have reached a full consensus among the study participants
on resilience factors and their interrelations. For details, see Appendix A.
To conduct Phases III and IV, we applied the developed model on Kwai Chung and Tsing
Yi Container Terminals (KTCT) in the port of Hong Kong, China. Located in southern
China and renowned for its high efficiency, KTCT contributes an annual container-handling
capacity of more than 20 million Twenty-Foot Equivalent Units (TEUs) by nine container
terminals operated by five different operators, namely Modern Terminals Ltd. (MTL),
Hongkong International Terminals Ltd (HIT), COSCO-HIT Terminals (Hong Kong) Ltd. (CHT),
Goodman DP World Hong Kong Ltd., and Asia Container Terminals Ltd (ACT). As confirmed
by several interviewees, keeping the port and its terminals open was extremely important
even during the difficult periods (e.g., a pandemic), understanding its pivotal roles
in sustaining the daily lives of all the city of Hong Kong's residents, bringing in
vital commodities, not least food, medical supplies, and other basic necessities.
To quantify the model, we reached out to 13 senior managers, all with more than at
least ten years of experience in KTCT's operation. Among them, three attended the
first series of the stated interviews (see above). During the meetings, we explained
the whole process and represented the developed model to the rest of the team. To
simplify the process, we assumed only two states for all the nodes, namely "True"
and "False". That said, we asked them to determine the probability of each state or
scenario for all the nodes with up to three parent nodes (i.e., zero, one, two, and
three). For those with more than three parent nodes, we asked them to determine the
relative weight of each parent node (i.e., the contribution of the parent node to
the child node, see Section 4.2).
7
Results and discussion
7.1
Model and quantification
After Phases I and II have been completed, we obtained a general model to measure
the resilience of the port. It includes 30, 13, ten, and eight nodes under disruption,
absorption, recovery, and adaptation/transformation elements, respectively. Besides,
the interplay among such nodes is simulated through 93 connections. After gathering
the data (Phase III),1
we quantified the model, measured its resilience, and identified critical factors
(Phase IV). With the assistance of the GeNIe software, the resilience assessment model
for KTCT can be found in Fig. 5
.
Fig. 5
The resilience assessment model of Kwai Chung and Tsing Yi Container Terminals (KTCT)
(Remarks: (pink): disruptions, (yellow): absorption capacity, (blue): recovery capacity,
(green): adaptation/transformation capacity) (Source: Authors).
Fig. 5
The disruption node with two main states (i.e., True = 53% and False = 47%) suggests
a 53% chance that KTCT's disruption would occur and adversely affect its resilience.
On the other hand, there is a 47% possibility that the disruption would not happen.
Considering the states for the absorption node, the system is 69% successful in absorbing
shocks of disruptions based on its absorption capacity. This is 67% and 63% for recovery
adaptation/transformation capacities, respectively. The overall resilience of KTCT
is 83%. In this case, it is important to understand the contribution of variables
in building the system's resilience, so that port and terminal decision-makers can
effectively plan for the future by prioritizing their current actions. This can be
done through sensitivity analysis (SA) and scenario analyses.
7.2
Sensitivity analysis (SA)
SA is a useful technique to validate the structure of the BN model (Hossain et al.,
2019b; Lawrence et al., 2020) by examining the impact of the contributors in the target
node within the same model. Indeed, it is a widely accepted method to identify which
node has a further influence on its associated node. As such, SA examines the relative
value of the independent variable(s) for a specific set of conditions on a particular
dependent variable (Borgonovo and Plischke, 2016). This possesses certain advantages
over other techniques, such as an in-depth study of all the variables allowing decision-makers
to identify what and where they can make improvements, whether the origin of the inference
is rational, and what an incremental effect might impact the modelled results.
Here we used GeNIe to acquire more insight into the model and better understand how
the parent nodes influence the child nodes of the underlying BBN structure. The impact
of the absorption capacity's causal factors is analyzed by setting absorption as a
target node. As an illustrative example, Fig. 6
shows the sensitivity analysis for absorption. The range of the bars related to every
sensitivity node demonstrates a measure of the influence on the corresponding node's
absorption capacity. Fig. 6(a) shows the impact of the parent nodes of absorption
capacity on it when this capacity exists as “False”, while Fig. 6(b) illustrates the
influences of those variables once the capacity acts as “True”. We did both analyses
to check the impact of variables when absorption was “True” or “False”. By doing so,
we found that port connectivity performed the maximum impact while electronic exchange
platforms exhibited the minimum impact on absorptive capacity. Despite the wide impactful
range of port connectivity from 0.637 to 0.703, the electronic exchange platform's
impact was bounded to a restricted range between 0.663 and 0.694. This suggests that
the enhancement of connectivity within the port system would create the largest effect
of increasing the port's absorptive capacity. In contrast, improvement in the electronic
exchange platforms would not have a significant impact on the port infrastructure's
absorption capacity.
Fig. 6
Sensitivity analysis for absorption
(Source: Authors).
Fig. 6
Fig. 7 provides the SA of the recovery capacity.
Fig. 7
Sensitivity analysis for recovery
(Source: Authors).
Fig. 7
Based on this, training exhibited the maximum effect, while operational adjustment
had the minimal effect on enhancing the recovery process of port infrastructure. The
probability of recovery presented the results of training shifts from 0.538 (on the
condition that it is “False”) to 0.715 (providing that it is “True = On”); furthermore,
the influence of operational adjustment is bounded to a restricted range, between
0.595 and 0.693. The SA of adaptation/transformation can be found in Fig. 8
.
Fig. 8
Sensitivity analysis for adaptation/transformation
(Source: Authors).
Fig. 8
Fig. 8 depicts that both service improvement and technology have a considerable influence
on improving adaptation to new conditions. According to Fig. 8(b), the chance of adaptation
generated by the outcomes of service improvement shifts from 0.475 (on the condition
that it is “False”) to 0.718 (in case that it is “True”); the result of technology
moves from 0.489 to 0.714. Hence, we found that improving service improvement and
technology would lead to better adaptation to new circumstances.
Based on the SA, port connectivity, training, and service improvement are considered
the main factors playing a part in enhancing the port infrastructure's resilience.
These results are consistent with the real-world scenarios, as port hinterland and
maritime connectivity are among the top priorities for the port managers. During its
early stage, Covid-19 has severely affected port calls and liner shipping connectivity
levels. The lockdowns in major ports have had heavily impacted liner shipping connectivity
(UNCTAD, 2020c). Also, the hinterland connectivity impact on ports' resilience was
highlighted by the Covid-19 pandemic. Health policies and robust measures are required
to prevent virus transmission in the recovery phase, whether on ships or ports of
call worldwide. It is crucial to respond in a quick and determined way to keep the
port operational, emphasizing the port community's health and safety. In the absence
of urgent actions, the post-pandemic recovery would be severely affected, potentially
weakening long-term sustainability. Indeed, the Covid-19 pandemic can be a significant
driver for adopting emerging industrial 4.0 technologies, such as drones, AI-based
surveillance, blockchain, digital twins, autonomous freight, Internet of Things (IoT),
and real-time dashboards. Strengthening digitalization and eliminating paperwork in
the maritime industry have simplified operational flows, enhance operational resilience,
reduce costs, decrease risk, deliver efficiencies, and introduce transparency. Implementing
a digitalization strategy can prepare the port infrastructure for the future and establish
sustainability by risk analysis and resilience assessment based on different potential
scenarios.
7.3
Belief propagation
The capability of propagating the influence of verification via the network, indicated
as propagation analysis, is a valuable feature of the BBN. Types of analysis can be
performed during propagation analysis. The influence of a recognized variable in the
target node is measured by forwarding propagation (Fenton and Neil, 2013). In this
study, three observations driven by sensitivity analysis with the highest impact on
resilience capacities have been integrated into the underlying BBN model to update
all unobserved variables’ conditional probabilities. The results are presented in
Table 4
. The decision variables, including port connectivity, training, and service improvement,
are chosen from absorptive, recovery, and adaptation/transformation capacities regarding
their importance to port resilience. Based on the first scenario, port connectivity
is not helpful (“False” state) in the absorption of disruptions, resulting in a reduced
expected port resilience from 83.23% to 82.26%. The second scenario is referred to
as two failed events related to port connectivity and training, which have an adverse
impact on absorption and recovery. Scenario 2 drops absorption, recovery, and resilience
values, respectively, to 57%, 55%, and 80.42%. Finally, the third scenario shows the
impacts of the failure of port connectivity, training, and service improvement, which
reduces all resilience capacities and has a more considerable negative impact on resilience,
reducing it to 71.60%. The results of the observations on resilience capacities and
consequently expected port resilience created by the preceding scenarios are specified
and summarized in Table 4.
Table 4
Forward propagation scenarios
(Source: Authors).
Table 4
Scenario
Port Connectivity
Training
Service improvement
Absorption (%)
Recovery (%)
Adaptation/Transformation (%)
Expected Resilience (%)
Failure Events
Base Model
69.00
65.00
63.00
83.23
1
False
57.00
65.00
63.00
82.26
One
2
False
False
57.00
55.00
63.00
80.42
Two
3
False
False
False
57.00
55.00
48.00
71.60
Three
Belief propagation analysis represents the advantage of the interrelationship among
the variables of the basic BBN model. Based on the forward propagation analysis, all
the resilience capabilities are critical for developing resilient port CIs. Propagation
analyses enable decision-makers to establish various considerations in the fundamental
model with the essential uncertainty to forecast the performance of CIs and obtain
a crystal clear understanding for future operations, planning, and management. In
addition, policymakers could make effective crucial decisions and build flexible planning
to survive any disturbance to the underlying infrastructure according to the forecast.
8
Conclusion
The outbreak of Covid-19 pandemic has revealed the weakness of robust and organized
coordination of the operations of ports around the world. Indeed, multifaceted precautionary
measures for maritime services and against Covid-19 at ports have induced a progressive
shortage of shipping service supply and decreased the operational performance of ports.
As such, the Covid-19 pandemic has comprehensively reshaped the industry's environment
and posed significant challenges and threats to ports' critical infrastructures (CIs).
In addition, it has increased the uncertainty in global supply chains due to the changeable
shipping market and the low productivity of port services. Indeed, the risk of supply
chain disruptions has been sustained at a high level for a prolonged period. In response,
how to mitigate such risk arising from typical epidemic control and prevention has
eventually been an urgent issue for the sustainability of ports, from the global to
local levels. Hence, in this study, we have proposed a resilience assessment model
for critical port infrastructure systems to maintain strategic relationships among
the key stakeholders, including terminal operators, shipping firms, logistics service
providers, port decision-makers, and port authorities. To our best knowledge, the
critical infrastructure systems of ports are seriously under-researched. Hence, our
study is in line with the latest research hotspots and topic trends of the ocean and
coastal management.
By the time when this study took place, we were still suffering a high level of uncertainty.
Nevertheless, the silver lining is that it offers a valuable, unprecedented opportunity
for researchers like us to show our ability to react with a prompt approach to challenges,
providing contributions to proceed with the changes in human society. We believe that
our study offers pivotal academic and practical contributions, not least identifying
and classifying underlying factors about resilience capacities and disruptions, as
well as the development of an interactive model to assess and monitor the resilience
of port CIs. We can use the research outcomes to develop effective and practical business
continuity plans for ports and port facilities. It ensures that the personnel and
resources are well-protected after a major disruption, thus allowing them to continue
functioning effectively and efficiently. Also, with suitable minor modifications based
on feedback from relevant experts/stakeholders, this model can be used to quantify
the resilience of any CIs. In addition, BNN can help to plan and evaluate the resilience
of a specific port or numerous ports in the region to different disruptive incidents.
It offers us a unique opportunity to investigate the results of possible decisions
about disruptions. Furthermore, our findings initiate the construction of identical
metrics to quantify the maritime transport system's resilience.
For further research, our expert interpretation can provide practical knowledge for
improving the accuracy of NPTs by using the Delphi technique, swing weights, and classical
methods. This sheds light on the possibility of extending, frequent updating, and
increasing the resolution of the network. Besides, the development of new resilience
model might further encourage interdisciplinary research, such as building resilient
vaccine supply chains using cloud-based blockchain. This could provide a breakthrough
for ports to improve their capacities and move towards industry 4.0 in the post-pandemic
future. Hence, we strongly believe that the study offers the ideal platform for further
research and development on resilient port, transport, and urban CIs.
Declaration of competing interest
The authors declare that they have no known competing financial interests or personal
relationships that could have appeared to influence the work reported in this paper.