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      Stratified Care vs Stepped Care for Depression : A Cluster Randomized Clinical Trial

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          Key Points

          Question

          Is stratified care an efficacious and cost-effective approach to psychological treatment selection compared with stepped care?

          Findings

          In this cluster randomized clinical trial of 951 adults with common mental disorders, stratified care was efficacious and cost-effective for the treatment of depression symptoms relative to stepped care.

          Meaning

          These findings suggest that stratified care has the potential to improve depression treatment outcomes at a modest incremental cost.

          Abstract

          This cluster randomized clinical trial assesses whether stratified care is effective and cost-effective compared with usual stepped care among patients seeking psychological treatment for common mental disorders, including depression.

          Abstract

          Importance

          Depression is a major cause of disability worldwide. Although empirically supported treatments are available, there is scarce evidence on how to effectively personalize psychological treatment selection.

          Objective

          To compare the clinical effectiveness and cost-effectiveness of 2 treatment selection strategies: stepped care and stratified care.

          Design, Setting, and Participants

          This multisite, cluster randomized clinical trial recruited participants from the English National Health Service from July 5, 2018, to February 1, 2019. Thirty clinicians working across 4 psychological therapy services were randomly assigned to provide stratified (n = 15) or stepped (n = 15) care. In stepped care, patients sequentially access low-intensity guided self-help followed by high-intensity psychotherapy. In stratified care, patients are matched with either low- or high-intensity treatments at initial assessment. Data were analyzed from May 18, 2020, to October 13, 2021, using intention-to-treat principles.

          Interventions

          All clinicians used the same interview schedule to conduct initial assessments with patients seeking psychological treatment for common mental disorders, but those in the stratified care group received a personalized treatment recommendation for each patient generated by a machine learning algorithm. Eligible patients received either stratified or stepped care (ie, treatment as usual).

          Main Outcomes and Measures

          The preregistered outcome was posttreatment reliable and clinically significant improvement (RCSI) of depression symptoms (measured using the 9-item Patient Health Questionnaire). The RCSI outcome was compared between groups using logistic regression adjusted for baseline severity. Cost-effectiveness analyses compared incremental costs and health outcomes of the 2 treatment pathways.

          Results

          A total of 951 patients were included (618 women among 950 with data available [65.1%]; mean [SD] age, 38.27 [14.53] years). The proportion of cases of RCSI was significantly higher in the stratified care arm compared with the stepped care arm (264 of 505 [52.3%] vs 134 of 297 [45.1%]; odds ratio, 1.40 [95% CI, 1.04-1.87]; P = .03). Stratified care was associated with a higher mean additional cost per patient (£104.5 [95% CI, £67.5-£141.6] [$139.83 (95% CI, $90.32-$189.48)]; P < .001) because more patients accessed high-intensity treatments (332 of 583 [56.9%] vs 107 of 368 [29.1%]; χ 2 = 70.51; P < .001), but this additional cost resulted in an approximately 7% increase in the probability of RCSI.

          Conclusions and Relevance

          In this cluster randomized clinical trial of adults with common mental disorders, stratified care was efficacious and cost-effective for the treatment of depression symptoms compared with stepped care. Stratified care can improve depression treatment outcomes at a modest additional cost.

          Trial Registration

          isrctn.org Identifier: ISRCTN11106183

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          Most cited references30

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          A brief measure for assessing generalized anxiety disorder: the GAD-7.

          Generalized anxiety disorder (GAD) is one of the most common mental disorders; however, there is no brief clinical measure for assessing GAD. The objective of this study was to develop a brief self-report scale to identify probable cases of GAD and evaluate its reliability and validity. A criterion-standard study was performed in 15 primary care clinics in the United States from November 2004 through June 2005. Of a total of 2740 adult patients completing a study questionnaire, 965 patients had a telephone interview with a mental health professional within 1 week. For criterion and construct validity, GAD self-report scale diagnoses were compared with independent diagnoses made by mental health professionals; functional status measures; disability days; and health care use. A 7-item anxiety scale (GAD-7) had good reliability, as well as criterion, construct, factorial, and procedural validity. A cut point was identified that optimized sensitivity (89%) and specificity (82%). Increasing scores on the scale were strongly associated with multiple domains of functional impairment (all 6 Medical Outcomes Study Short-Form General Health Survey scales and disability days). Although GAD and depression symptoms frequently co-occurred, factor analysis confirmed them as distinct dimensions. Moreover, GAD and depression symptoms had differing but independent effects on functional impairment and disability. There was good agreement between self-report and interviewer-administered versions of the scale. The GAD-7 is a valid and efficient tool for screening for GAD and assessing its severity in clinical practice and research.
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            The PHQ-9: validity of a brief depression severity measure.

            While considerable attention has focused on improving the detection of depression, assessment of severity is also important in guiding treatment decisions. Therefore, we examined the validity of a brief, new measure of depression severity. The Patient Health Questionnaire (PHQ) is a self-administered version of the PRIME-MD diagnostic instrument for common mental disorders. The PHQ-9 is the depression module, which scores each of the 9 DSM-IV criteria as "0" (not at all) to "3" (nearly every day). The PHQ-9 was completed by 6,000 patients in 8 primary care clinics and 7 obstetrics-gynecology clinics. Construct validity was assessed using the 20-item Short-Form General Health Survey, self-reported sick days and clinic visits, and symptom-related difficulty. Criterion validity was assessed against an independent structured mental health professional (MHP) interview in a sample of 580 patients. As PHQ-9 depression severity increased, there was a substantial decrease in functional status on all 6 SF-20 subscales. Also, symptom-related difficulty, sick days, and health care utilization increased. Using the MHP reinterview as the criterion standard, a PHQ-9 score > or =10 had a sensitivity of 88% and a specificity of 88% for major depression. PHQ-9 scores of 5, 10, 15, and 20 represented mild, moderate, moderately severe, and severe depression, respectively. Results were similar in the primary care and obstetrics-gynecology samples. In addition to making criteria-based diagnoses of depressive disorders, the PHQ-9 is also a reliable and valid measure of depression severity. These characteristics plus its brevity make the PHQ-9 a useful clinical and research tool.
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              The PHQ-9

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                Author and article information

                Journal
                JAMA Psychiatry
                JAMA Psychiatry
                JAMA Psychiatry
                American Medical Association
                2168-622X
                2168-6238
                8 December 2021
                February 2022
                8 December 2021
                : 79
                : 2
                : 1-9
                Affiliations
                [1 ]Clinical and Applied Psychology Unit, Department of Psychology, University of Sheffield, Sheffield, United Kingdom
                [2 ]Rotherham Doncaster and South Humber NHS Foundation Trust, Doncaster, United Kingdom
                [3 ]Department of Epidemiology and Biostatistics, Schulich School of Medicine and Dentistry, Western University, London, Ontario, Canada
                [4 ]Institute of Mental Health Policy Research, Centre for Addictions and Mental Health, Toronto, Ontario, Canada
                [5 ]Mental Health and Addictions Research Group, Department of Health Sciences, University of York, York, United Kingdom
                [6 ]Department of Psychology, Macquarie University, Sydney, Australia
                [7 ]Lancashire and South Cumbria NHS Foundation Trust, Preston, United Kingdom
                [8 ]Department of Psychiatry, University of California, Los Angeles
                [9 ]Department of Psychology, University of Pennsylvania, Philadelphia
                Author notes
                Article Information
                Accepted for Publication: October 14, 2021.
                Published Online: December 8, 2021. doi:10.1001/jamapsychiatry.2021.3539
                Open Access: This is an open access article distributed under the terms of the CC-BY License. © 2021 Delgadillo J et al. JAMA Psychiatry.
                Corresponding Author: Jaime Delgadillo, PhD, Clinical and Applied Psychology Unit, Department of Psychology, University of Sheffield, 1 Vicar Ln, Cathedral Court, Floor F, Sheffield S1 2LT, United Kingdom ( jaime.delgadillo@ 123456nhs.net ).
                Author Contributions: Drs Delgadillo and Ali had full access to all the data in the study and take responsibility for the integrity of the data and the accuracy of the data analysis.
                Concept and design: Delgadillo, Ali, Fleck, Agnew, Cohen, DeRubeis, Barkham.
                Acquisition, analysis, or interpretation of data: Delgadillo, Ali, Fleck, Agnew, Southgate, Parkhouse, Cohen, Barkham.
                Drafting of the manuscript: Delgadillo, Ali, Fleck, Southgate, Cohen, Barkham.
                Critical revision of the manuscript for important intellectual content: All authors.
                Statistical analysis: Delgadillo, Ali, Cohen, DeRubeis.
                Obtained funding: Delgadillo.
                Administrative, technical, or material support: Fleck, Agnew, Southgate, Parkhouse.
                Supervision: Delgadillo, Ali, Fleck.
                Conflict of Interest Disclosures: Dr Cohen reported receiving personal fees from Joyable/AbleTo outside the submitted work. Dr Barkham reported receiving a grant from one of the participating sites for the purposes of research consultancy during the conduct of the study. No other disclosures were reported.
                Funding/Support: This study was supported in part by research grant 28/05/18 from MindLife UK and the National Institute for Health Research Clinical Research Network.
                Role of the Funder/Sponsor: The sponsors had no role in the design and conduct of the study; collection, management, analysis, and interpretation of the data; preparation, review, or approval of the manuscript; and decision to submit the manuscript for publication.
                Data Sharing Statement: See Supplement 3.
                Article
                yoi210070
                10.1001/jamapsychiatry.2021.3539
                8655665
                34878526
                2f28c1a9-3fe9-41a9-9b22-41ced579864a
                Copyright 2021 Delgadillo J et al. JAMA Psychiatry.

                This is an open access article distributed under the terms of the CC-BY License.

                History
                : 30 July 2021
                : 14 October 2021
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