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      A Systematic Review of Research on the Meaning, Ethics and Practices of Authorship across Scholarly Disciplines

      research-article
      1 , * , 2 , 1
      PLoS ONE
      Public Library of Science

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          Abstract

          Background

          The purpose of this systematic review was to evaluate evidence about authorship issues and provide synthesis of research on authorship across all research fields.

          Methods

          We searched bibliographical databases to identify articles describing empirical quantitive or qualitative research from all scholarly fields on different aspects of authorship. Search was limited to original articles and reviews.

          Results

          The final sample consisted of 123 articles reporting results from 118 studies. Most studies came for biomedical and health research fields and social sciences. Study design was usually a survey (53%) or descriptive study (27%); only 2 studies used randomized design. We identified four 4 general themes common to all research disciplines: authorship perceptions, definitions and practices, defining order of authors on the byline, ethical and unethical authorship practices, and authorship issues related to student/non-research personnel-supervisor collaboration. For 14 survey studies, a meta-analysis showed a pooled weighted average of 29% (95% CI 24% to 35%) researchers reporting their own or others' experience with misuse of authorship. Authorship misuse was reported more often by researcher outside of the USA and UK: 55% (95% CI 45% to 64%) for 4 studies in France, South Africa, India and Bangladesh vs. 23% (95% CI 18% to 28%) in USA/UK or international journal settings.

          Interpretation

          High prevalence of authorship problems may have severe impact on the integrity of the research process, just as more serious forms of research misconduct. There is a need for more methodologically rigorous studies to understand the allocation of publication credit across research disciplines.

          Related collections

          Most cited references224

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          Prevalence of articles with honorary authors and ghost authors in peer-reviewed medical journals.

          Authorship in biomedical publications establishes accountability, responsibility, and credit. Misappropriation of authorship undermines the integrity of the authorship system, but accurate data on its prevalence are limited. To determine the prevalence of articles with honorary authors (named authors who have not met authorship criteria) and ghost authors (individuals not named as authors but who contributed substantially to the work) in peer-reviewed medical journals and to identify journal characteristics and article types associated with such authorship misappropriation. Mailed, self-administered, confidential survey. A total of 809 corresponding authors (1179 surveyed, 69% response rate) of articles published in 1996 in 3 peer-reviewed, large-circulation general medical journals (Annals of Internal Medicine, JAMA, and The New England Journal of Medicine) and 3 peer-reviewed, smaller-circulation journals that publish supplements (American Journal of Cardiology, American Journal of Medicine, and American Journal of Obstetrics and Gynecology). Prevalence of articles with honorary authors and ghost authors, as reported by corresponding authors. Of the 809 articles, 492 were original research reports, 240 were reviews and articles not reporting original data, and 77 were editorials. A total of 156 articles (1 9%) had evidence of honorary authors (range, 11%-25% among journals); 93 articles (11%) had evidence of ghost authors (range, 7%-16% among journals); and 13 articles (2%) had evidence of both. The prevalence of articles with honorary authors was greater among review articles than research articles (odds ratio [OR], 1.8; 95% confidence interval [CI], 1.2-2.6) but did not differ significantly between large-circulation and smaller-circulation journals (OR, 1.4; 95% CI, 0.96-2.03). Compared with similar-type articles in large-circulation journals, articles with ghost authors in smaller-circulation journals were more likely to be reviews (OR, 4.2; 95% CI, 1.5-13.5) and less likely to be research articles (OR, 0.49; 95% CI, 0.27-0.88). A substantial proportion of articles in peer-reviewed medical journals demonstrate evidence of honorary authors or ghost authors.
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            When authorship fails. A proposal to make contributors accountable.

            A published article is the primary means whereby new work is communicated, priority is established, and academic promotion is determined. Publication depends on trust and requires that authors be held to standards of honesty, completeness, and fairness in their reporting, and to accountability for their statements. The system of authorship, while appropriate for articles with only 1 author, has become inappropriate as the average number of authors of an article has increased; as the work of coauthors has become more specialized and relationships between them have become more complex; and as both credit and, even more, responsibility have become obscured and diluted. Credit and accountability cannot be assessed unless the contributions of those named as authors are disclosed to readers, so the system is flawed. We argue for a radical conceptual and systematic change, to reflect the realities of multiple authorship and to buttress accountability. We propose dropping the outmoded notion of author in favor of the more useful and realistic one of contributor. This requires disclosure to readers of the contributions made to the research and to the manuscript by the contributors, so that they can accept both credit and responsibility. In addition, certain named contributors take on the role of guarantor for the integrity of the entire work. The requirement that all participants be named as contributors will eliminate the artificial distinction between authors and acknowledgees and will enhance the integrity of publication.
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              • Article: not found

              Nobel laureates in science: patterns of productivity, collaboration, and authorship.

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                Author and article information

                Contributors
                Role: Editor
                Journal
                PLoS One
                plos
                plosone
                PLoS ONE
                Public Library of Science (San Francisco, USA )
                1932-6203
                2011
                8 September 2011
                : 6
                : 9
                : e23477
                Affiliations
                [1 ]Department of Research in Biomedicine and Health, University of Split School of Medicine, Split, Croatia
                [2 ]Office for Science and Department of Research in Biomedicine and Health, University of Split School of Medicine, Split, Croatia
                Cochrane Acute Respiratory Infections Group, Italy
                Author notes

                Conceived and designed the experiments: AM. Performed the experiments: AM LB AJ. Analyzed the data: AM LB AJ. Contributed reagents/materials/analysis tools: AM LB AJ. Wrote the paper: AM. Critical revision of the manuscript: LB AJ.

                Article
                PONE-D-11-11869
                10.1371/journal.pone.0023477
                3169533
                21931600
                3f57a5e3-e2a9-4018-9918-7038afbdf03c
                Marušić et al. This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
                History
                : 29 June 2011
                : 19 July 2011
                Page count
                Pages: 1
                Categories
                Research Article
                Medicine
                Non-Clinical Medicine
                Academic Medicine
                Medical Communication
                Medical Ethics
                Medical Journals
                Science Policy
                Research Assessment
                Publication Practices
                Research Integrity
                Publication Ethics
                Scientific Misconduct
                Science Education
                Social and Behavioral Sciences
                Science Education
                Sociology
                Sociology of Knowledge

                Uncategorized
                Uncategorized

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